Richard P. Cullen

INLAND FINANCIAL PLANNING

Spokane, WA 99218

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CRD#: 6092944

Professional summary

Richard Peter Cullen, who also goes by Richard Cullen, is a registered financial advisor currently at INLAND FINANCIAL PLANNING located in Spokane, Washington.

Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Richard has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Richard Cullen

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) 2009-Present: TRC Enterprises LLC/Not Investment Related/Spokane, WA/LLC Member/Family business that coordinates the manufacturing, distribution, and sales of gardening/harvesting aprons/Involves zero percent time each month.// (2) 2006-Present: Washington Air National Guard/Not Investment Related/Camp Murray, WA/Officer/Involves 10% time each month, typically after traditional business hours.//

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Peter Cullen's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 16, 2021 - Present

INLAND FINANCIAL PLANNING

Office #1: 319 W Hastings Rd Ste A107, Spokane, WA 99218

RIA

CRD#: 315123

Spokane, WA

Past

June 16, 2020 - October 25, 2021

LODESTONE WEALTH MANAGEMENT LLC

RIA

CRD#: 151115

SPOKANE, WA

Past

August 1, 2017 - November 20, 2020

FINANCIAL MANAGEMENT, INC.

RIA

CRD#: 117578

Spokane, WA

Past

August 6, 2013 - August 8, 2017

NORTHERN CAPITAL MANAGEMENT, INC.

RIA

CRD#: 111379

SPOKANE, WA

Past

August 6, 2013 - August 8, 2017

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

RIA

CRD#: 163327

SPOKANE, WA

Past

August 6, 2013 - February 8, 2016

NCM SECURITIES, INC.

CRD#: 35186

SPOKANE, WA

Past

January 4, 2013 - August 1, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

SPOKANE, WA

Past

October 31, 2012 - August 1, 2013

LPL FINANCIAL LLC

CRD#: 6413

SPOKANE, WA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Idaho
(4/18/2022)

IAR

Texas
(4/19/2022)

IAR

Washington
(7/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/20/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 2/8/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/30/2012

General Securities Representative Examination

Current Firm

INLAND FINANCIAL PLANNING

CULLEN FINANCIAL PLANNING LLC | INLAND FINANCIAL PLANNING

CRD#: 315123 / SEC#:

Idaho

Registered Investment Advisory firm - (3/29/2022 Approved)

Texas

Registered Investment Advisory firm - (3/25/2022 Conditional Restricted)

Washington

Registered Investment Advisory firm - (7/16/2021 Approved)

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Contact information

Main Address

319 W Hastings Rd Ste A107, Spokane, WA 99218

Mailing Address

Phone number

(509) 443-5917

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	211
AUM (Assets Under Management)	$ 33,925,447

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Richard P. Cullen

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Richard Peter Cullen's CRS (Customer Relationship Summary).

Certified licenses

Experience

INLAND FINANCIAL PLANNING

LODESTONE WEALTH MANAGEMENT LLC

FINANCIAL MANAGEMENT, INC.

NORTHERN CAPITAL MANAGEMENT, INC.

NORTHERN CAPITAL RETIREMENT SERVICES, INC.

NCM SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 12/20/2012

SIE

Date: 2/8/2016

Series 7

Date: 10/30/2012

Current Firm

INLAND FINANCIAL PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

INLAND FINANCIAL PLANNING

TRUST BUT VERIFY

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