Jay M. Patel

AHARA ADVISORS

Jersey City, NJ 07302

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CRD#: 6092717

Professional summary

Jay M Patel, who also goes by Jay Patel, is a registered financial advisor currently at AHARA ADVISORS located in Jersey City, New Jersey.

Jay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. Jay has worked at 2 firms and has passed the Series 63, Series 87, Series 7TO and SIE exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jay Patel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay M Patel's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 9, 2024 - Present

AHARA ADVISORS

Office #1: 201 Montgomery St Ste 263, Jersey City, NJ 07302

RIA

CRD#: 312385

Jersey City, NJ

Past

January 18, 2021 - February 24, 2022

BOFA SECURITIES, INC.

CRD#: 283942

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AHARA ADVISORS

AHARA ADVISORS | AHARA ADVISORS LLC

CRD#: 312385 / SEC#: 801-131074

RIA

Registered Investment Advisory firm - (9/6/2024 Approved)

California

Registered Investment Advisory firm - (10/9/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (9/9/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/9/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(10/9/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/1/2021

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 3/27/2021

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7TO

Date: 1/16/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 12/14/2020

Securities Industry Essentials Examination

Current Firm

AHARA ADVISORS

AHARA ADVISORS | AHARA ADVISORS LLC

CRD#: 312385 / SEC#: 801-131074

RIA

Registered Investment Advisory firm - (9/6/2024 Approved)

California

Registered Investment Advisory firm - (10/9/2024 Terminated)

New Jersey

Registered Investment Advisory firm - (9/9/2024 Terminated)

Texas

Registered Investment Advisory firm - (9/9/2024 Terminated)

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Contact information

Main Address

201 Montgomery St Ste 263, Jersey City, NJ 07302

Mailing Address

Phone number

(412) 908-0844

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2AB (5/19/2025)

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 122,361,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jay M. Patel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jay M Patel's CRS (Customer Relationship Summary).

Certified licenses

Experience

AHARA ADVISORS

BOFA SECURITIES, INC.

Primary Firm SEC Registration

AHARA ADVISORS

State Registrations and Notice Filings

Exams

Series 63

Date: 2/1/2021

Series 87

Date: 3/27/2021

Series 7TO

Date: 1/16/2021

SIE

Date: 12/14/2020

Current Firm

AHARA ADVISORS

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AHARA ADVISORS

TRUST BUT VERIFY

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