Charles A. Shipman
Professional summary
Charles Allison Shipman, who also goes by Charles Shipman, is a registered financial advisor currently at BLUE KEEL FINANCIAL PLANNING located in Westport, Connecticut.
Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Charles has worked at 2 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Allison Shipman's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2022 - Present
BLUE KEEL FINANCIAL PLANNING
Office #1: 8 Wright Street, Suite 100, Westport, CT 06880January 7, 2019 - December 31, 2021
BLUE KEEL FINANCIAL PLANNING
October 20, 2014 - December 31, 2018
BLUE KEEL FINANCIAL PLANNING
September 17, 2012 - August 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 20, 2012 - August 4, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/11/2022)
Exams
Current Firm
BLUE KEEL FINANCIAL PLANNING
CRD#: 173006 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 27 |
| AUM (Assets Under Management) | $ 23,800,000 |
Red Flags
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Company Information
BLUE KEEL FINANCIAL PLANNING
CRD#: 173006Westport, CT 06880TRUST BUT VERIFY
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