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GC

Gian F. Craparo

FAIRVIEW SECURITIES
Westport, CT 06880
Some features on this profile are disabled
CRD#: 6092628
GC

Professional summary

Gian Frank Craparo, who also goes by Gian F Craparo, Gian Craparo, Gian Frank Craparo, is a registered financial professional currently at FAIRVIEW SECURITIES, INC. located in Westport, Connecticut.

Gian is registered as a RR (Registered Representative) and started their career in finance in 2012. Gian has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Gian F Craparo | Gian Craparo | Gian Frank Craparo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gian Frank Craparo's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 12, 2024 - Present

FAIRVIEW SECURITIES, INC.

Office #1: 154 Long Lots Road, Westport, CT 06880
BD
CRD#: 35703
Westport, CT
Past

June 20, 2023 - January 18, 2024

CRESCENT SECURITIES GROUP, INC.

BD
CRD#: 114993
PLANO, TX
Past

February 21, 2023 - June 15, 2023

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
PORTLAND, ME
Past

November 30, 2017 - October 14, 2022

D.H. HILL SECURITIES, LLLP

BD
CRD#: 41528
KINGWOOD, TX
Past

May 14, 2014 - January 13, 2017

RESOURCE SECURITIES LLC

BD
CRD#: 133022
PHILADELPHIA, PA
Past

January 23, 2014 - March 13, 2014

CRESAP, INC.

BD
CRD#: 25899
BRYN MAWR, PA
Past

October 9, 2012 - December 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA
CRD#: 7691
PHILADELPHIA, PA
Past

August 27, 2012 - December 16, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
PHILADELPHIA, PA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Pennsylvania
(3/13/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 10/6/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 8/24/2012
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FAIRVIEW SECURITIES, INC.
FAIRVIEW SECURITIES, INC.

CRD#: 35703 / SEC#: , 8-46868

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information

Main Address
154 Long Lots Road, Westport, CT 06880
Mailing Address
154 Long Lots Road, Westport, CT 06880
Phone number
(212) 427-3623
Established
Connecticut since 11/22/1993
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
SUNDERLAND, JASON THADDEUSCEO, CCO, AMLCO, GENERAL SECURITIES PRINCIPAL, FINOP, PFO AND POO2650445

Disclosures

Regulatory Event1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FAIRVIEW SECURITIES, INC.

CRD#: 35703Westport, CT 06880

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