Liam B. Johnson

VERATIS ADVISORS

Cary, NC 27518-8118

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CRD#: 6092480

Professional summary

Liam Brian Johnson is a registered financial advisor currently at VERATIS ADVISORS, INC. located in Cary, North Carolina.

Liam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Liam has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Financial Directions Group, DBA, Full time, 160 hours a month; started 08/2016; Employee; Registered representative.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Liam Brian Johnson's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 28, 2025 - Present

VERATIS ADVISORS, INC.

Office #1: 1400 Crescent Green Suite 110, Cary, NC 27518-8118

RIA

CRD#: 117892

Cary, NC

Past

September 8, 2022 - October 9, 2024

CETERA ADVISORS LLC

CRD#: 10299

CARY, NC

Past

November 12, 2020 - October 9, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CARY, NC

Past

August 19, 2016 - November 12, 2020

FIRST ALLIED ADVISORY SERVICES, INC.

RIA

CRD#: 137888

Cary, NC

Past

August 17, 2016 - September 8, 2022

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

CARY, NC

Past

November 11, 2015 - August 18, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

RALEIGH, NC

Past

August 24, 2015 - August 18, 2016

LPL FINANCIAL LLC

CRD#: 6413

RALEIGH, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERATIS ADVISORS, INC.

VERATIS ADVISORS, INC. | VERATIS INVESTMENT GROUP, INC. | VERATIS INSTITUTIONAL ADVISORS, INC.

CRD#: 117892 / SEC#: 801-60849

RIA

Registered Investment Advisory firm - (1/18/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(2/28/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/10/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/24/2015

General Securities Representative Examination

Current Firm

VERATIS ADVISORS, INC.

VERATIS ADVISORS, INC. | VERATIS INVESTMENT GROUP, INC. | VERATIS INSTITUTIONAL ADVISORS, INC.

CRD#: 117892 / SEC#: 801-60849

RIA

Registered Investment Advisory firm - (1/18/2002 Approved)

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Contact information

Main Address

1400 Crescent Green Suite 110, Cary, NC 27518-8118

Mailing Address

Phone number

(919) 460-8875

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VERATIS ADVISORS, INC. BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	431
AUM (Assets Under Management)	$ 4,478,828,516

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Liam B. Johnson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Liam Brian Johnson's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA ADVISORS LLC

CETERA INVESTMENT ADVISERS LLC

FIRST ALLIED ADVISORY SERVICES, INC.

FIRST ALLIED SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

Primary Firm SEC Registration

VERATIS ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/10/2015

SIE

Date: 10/1/2018

Series 7

Date: 8/24/2015

Current Firm

VERATIS ADVISORS, INC.

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERATIS ADVISORS, INC.

TRUST BUT VERIFY

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