Derek D. Deas

GREENHILL & CO.

Houston, TX 77010

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CRD#: 6091948

Professional summary

Derek Douglas Deas, who also goes by Derek Douglas Deas, Derek Deas, is a registered financial professional currently at GREENHILL & CO., LLC located in Houston, Texas.

Derek is registered as a RR (Registered Representative) and started their career in finance in 2012. Derek has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 79 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Derek Douglas Deas | Derek Deas

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Douglas Deas's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 19, 2023 - Present

GREENHILL & CO., LLC

Office #1: 2 Houston Center – Suite 1600 909 Fannin Street, Houston, TX 77010

CRD#: 40290

Houston, TX

Past

September 5, 2018 - September 21, 2023

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

HOUSTON, TX

Past

July 1, 2014 - September 20, 2018

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

HOUSTON, TX

Past

September 24, 2012 - June 11, 2014

UBS SECURITIES LLC

CRD#: 7654

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(9/19/2023)

Texas
(9/19/2023)

Exams

State Security Law Exam

Series 63

Date: 9/26/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 6/4/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 79

Date: 9/22/2012

Investment Banking Registered Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/12/2022

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

GREENHILL & CO., LLC

CRD#: 40290 / SEC#: , 8-49000

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1271 Avenue Of The Americas, New York, NY 10020

Mailing Address

1271 Avenue Of The Americas, New York, NY 10020

Phone number

(212) 389-1500

Established

New York since 01/19/1996

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Small

# of Employees

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
GREENHILL & CO., INC.	OWNER
DALY, BRENDAN GERARD	CHIEF COMPLIANCE OFFICER	1823142
FALEIRO, GITANJALI PINTO	GENERAL COUNSEL	4250865
KATZ, MICHAL	MANGING DIRECTOR - HEAD OF INVESTMENT BANKING	2813944
LASKY, MARK RICHARD	CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, FINOP	6005542
MIZUHO SECURITIES USA LLC	MANAGER	19647
RIZZIERI, GERALD ANTHONY	CHIEF EXECUTIVE OFFICER	1751181

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Derek D. Deas

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Derek Douglas Deas's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

CITIGROUP GLOBAL MARKETS INC.

UBS SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/26/2012

Series 7TO

Date: 6/4/2022

SIE

Date: 10/1/2018

Series 79

Date: 9/22/2012

Series 24

Date: 11/12/2022

FINRA

Current Firm

GREENHILL & CO., LLC

Contact information

FINRA licenses (51 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

GREENHILL & CO., LLC

TRUST BUT VERIFY

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