Kenneth L. Banks
Professional summary
Kenneth Lavon Banks, who also goes by Kenneth L Banks, is a registered financial professional currently at FARMERS FINANCIAL SOLUTIONS, LLC located in Austin, Texas.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 2012. Kenneth has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Lavon Banks's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 28, 2025 - Present
FARMERS FINANCIAL SOLUTIONS, LLC
Office #1: 11940 Jollyville Rd Ste 330s, Austin, TX 78759January 6, 2025 - March 3, 2025
ALLSTATE FINANCIAL ADVISORS, LLC
January 6, 2025 - March 3, 2025
ALLSTATE FINANCIAL SERVICES, LLC
July 5, 2022 - September 23, 2024
EQUITABLE ADVISORS, LLC
July 5, 2022 - September 23, 2024
EQUITABLE ADVISORS, LLC
September 16, 2021 - June 15, 2022
CITIGROUP GLOBAL MARKETS INC.
September 16, 2021 - June 15, 2022
CITIGROUP GLOBAL MARKETS INC.
January 8, 2018 - July 8, 2020
USAA INVESTMENT SERVICES COMPANY
April 30, 2014 - January 8, 2018
USAA FINANCIAL PLANNING SERVICES
April 30, 2014 - June 22, 2020
USAA FINANCIAL ADVISORS, INC.
January 15, 2014 - April 8, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
October 1, 2013 - April 8, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
January 23, 2013 - May 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
October 11, 2012 - May 9, 2013
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/31/2025)
(2/28/2025)
(2/28/2025)
Exams
FINRA
Current Firm
FARMERS FINANCIAL SOLUTIONS, LLC
CRD#: 103863 / SEC#: 801-108217, 8-52361
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FFS HOLDING, LLC | MANAGING MEMBER | |
| BORKIN, JOSHUA ALAN | CHIEF FINANCIAL OFFICER | 6536355 |
| DAHM, CHRISTINE | BOARD MEMBER | 8191792 |
| DO, CHAU | SECRETARY | 7865522 |
| HANSON, GUY MEADE | BOARD MEMBER | 7165729 |
| HOHL, DOREN EUGENE | BAORD MEMBER | 1953425 |
| ROBINSON, TARETHA ANN | CHIEF COMPLIANCE OFFICER | 4539081 |
| ROBINSON, TARETHA ANN | DIRECTOR OF OPERATIONS | 4539081 |
| SCHEAR, ZACHARY | PRESIDENT | 5958762 |
| SCOTT, JANICE GALE | BOARD MEMBER | 7909854 |
| WILLOUGHBY, DENITA ANNETTE | BOARD MEMBER | 2368099 |
Disclosures
| Regulatory Event | 5 |
Red Flags
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