Carla S. Mayes
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Carla Simone Mayes, who also goes by Carla Martin, Carla Martin Mayes, was a registered financial professional .
Carla is a previously registered financial professional and started their career in finance in 2012. Carla had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 2013 - November 7, 2014
USAA FINANCIAL PLANNING SERVICES
December 5, 2013 - November 7, 2014
USAA FINANCIAL ADVISORS, INC.
March 14, 2013 - June 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
December 14, 2012 - June 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
USAA FINANCIAL PLANNING SERVICES
CRD#: 106352 / SEC#: 801-53347
Contact information
Red Flags
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