AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why Advisor Check

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
JK

Justin F. Karr

TRANSACT CAPITAL SECURITIES
Glen Allen, VA 23060
Some features on this profile are disabled
CRD#: 6091714
JK

Professional summary

Justin Field Karr is a registered financial professional currently at TRANSACT CAPITAL SECURITIES, LLC located in Glen Allen, Virginia.

Justin is registered as a RR (Registered Representative) and started their career in finance in 2012. Justin has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Justin Field Karr's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 7, 2024 - Present

TRANSACT CAPITAL SECURITIES, LLC

Office #1: 4991 Lake Brook Dr. Suite 150, Glen Allen, VA 23060
BD
CRD#: 133822
Glen Allen, VA
Past

November 6, 2017 - October 23, 2024

EAST WIND SECURITIES, LLC

BD
CRD#: 148032
NEW YORK, NY
Past

August 25, 2016 - December 6, 2017

FINANCO SECURITIES, LLC

BD
CRD#: 167221
NEW YORK, NY
Past

January 16, 2014 - June 21, 2016

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

October 18, 2012 - January 7, 2014

ERNST & YOUNG CAPITAL ADVISORS, LLC

BD
CRD#: 152514
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
New York
(11/7/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/8/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 10/17/2012
Investment Banking Registered Representative Examination
SRO Registrations
RR
FINRA

Current Firm

TC
TRANSACT CAPITAL SECURITIES, LLC
ALPHA OMEGA CAPITAL SECURITIES, LLC | TRANSACT CAPITAL SECURITIES, LLC

CRD#: 133822 / SEC#: , 8-66778

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
4991 Lake Brook Dr. Suite 150, Glen Allen, VA 23060
Mailing Address
4991 Lake Brook Dr., Suite 150 Suite 150, Glen Allen, VA 23060
Phone number
(804) 612-7102
Established
Virginia since 08/19/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
15

FINRA licenses (11 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
TRANSACT CAPITAL PARTNERS LLCPARENT COMPANY
IVAN, JOHN MICHAELCHIEF COMPLIANCE OFFICER1292150
MORIN, PATRICK BURNHAMPRINCIPAL, POO2210592
RIP, OLGAFINOP, PFO5440553
0

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TRANSACT CAPITAL SECURITIES, LLC

CRD#: 133822Glen Allen, VA 23060

TRUST BUT VERIFY

Monitor Justin Karr

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

JM
Joseph McveyAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Powhatan, VA
Karen Anne Jones
Karen JonesAdvisorCheck Check Mark
AMERIPRISE FINANCIAL SERVICES, LLC
IAR
RR
Richmond, VA
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.
© 2025 AdvisorCheck, an AIMR Analytics company.
All rights reserved.
Powered ByAIRM Analytics