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Krista Marie Charlton

Krista M. Charlton

ASCENT CAPITAL
Bend, OR 97702
Some features on this profile are disabled
CRD#: 6091563
Krista Marie Charlton

Professional summary

Krista Marie Charlton, CFP®, who also goes by Krista Marie Hill, Krista Marie Middleton, is a registered financial advisor currently at ASCENT CAPITAL located in Bend, Oregon.

Krista is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Krista has worked at 1 firm and has passed the Series 65 exam.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Krista Marie Hill | Krista Marie Middleton

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Krista Marie Charlton's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2014

Experience

Current

July 18, 2012 - Present

ASCENT CAPITAL

Office #1: 395 Sw Bluff Drive Ste 200, Bend, OR 97702
RIA
CRD#: 131423
Bend, OR

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AC
ASCENT CAPITAL
ASCENT CAPITAL | ASCENT YOUR FINANCIAL GUIDE. | ASCENT CAPITAL MANAGEMENT, LLC | ASCENT CAPITAL MANAGEMENT

CRD#: 131423 / SEC#: 801-63211

RIA
Registered Investment Advisory firm - (6/1/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Oregon
(7/18/2012)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/26/2012
Uniform Investment Adviser Law Examination

Current Firm

AC
ASCENT CAPITAL
ASCENT CAPITAL | ASCENT YOUR FINANCIAL GUIDE. | ASCENT CAPITAL MANAGEMENT, LLC | ASCENT CAPITAL MANAGEMENT

CRD#: 131423 / SEC#: 801-63211

RIA
Registered Investment Advisory firm - (6/1/2004 Approved)
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Contact information

Main Address
395 Sw Bluff Drive Ste 200, Bend, OR 97702
Mailing Address
Phone number
(541) 382-4847
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (8 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

20250310 FORM ADV PART 2 - ASCENT CAPITAL MANAGEMENT LLC (3/10/2025)

Regulatory assets under management

Total Number of Accounts1,205
AUM (Assets Under Management)$ 445,577,662

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ASCENT CAPITAL

CRD#: 131423Bend, OR 97702

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