ES

Elizabeth E. Skillman

Some features on this profile are disabled
CRD#: 6091502
ES

Professional summary


Elizabeth Eunyoung Skillman was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Elizabeth is a previously registered financial advisor and started their career in finance in 2012. Prior to being barred, Elizabeth had worked at 5 firms, which includes GALLACHER CAPITAL MANAGEMENT LLC, LPL FINANCIAL LLC, TD AMERITRADE INC., TD AMERITRADE INVESTMENT MANAGEMENT LLC, EDWARD JONES.

Question & Answer


Are you a "fiduciary"?
No

Aliases


Beth Skillman | Eun Young Skillman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 7, 2016 - March 28, 2016

GALLACHER CAPITAL MANAGEMENT, LLC

RIA
CRD#: 113189
Carlsbad, CA
Past

March 4, 2016 - May 31, 2016

LPL FINANCIAL LLC

BD
CRD#: 6413
SAN DIEGO, CA
Past

May 6, 2014 - February 25, 2016

TD AMERITRADE, INC.

BD
CRD#: 7870
SAN DIEGO, CA
Past

May 5, 2014 - February 25, 2016

TD AMERITRADE, INC.

RIA
CRD#: 7870
SAN DIEGO, CA
Past

May 5, 2014 - February 25, 2016

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
SAN DIEGO, CA
Past

October 23, 2012 - April 29, 2014

EDWARD JONES

RIA
CRD#: 250
DEL MAR, CA
Past

August 9, 2012 - April 29, 2014

EDWARD JONES

BD
CRD#: 250
DEL MAR, CA

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GC
GALLACHER CAPITAL MANAGEMENT, LLC
ALLAY FINANCIAL SERVICES, LLC | ZENITH INVESTMENT MANAGEMENT, LLC | SPAHN & CO, LLC | PEAK WEALTH ADVISORS, INC | MAKKAI CAPITAL MANAGEMENT | KEVIN ERNEST GALLACHER | JOHN MUMFORD INC | JD WEALTH MANAGEMENT LLC | GCM | GBG WEALTH ADVISORS | GBG | GALLACHER CAPITAL MANAGEMENT,LLC | GALLACHER CAPITAL MANAGEMENT, LLC | GALLACHER CAPITAL MANAGEMENT LLC | GALLACHER CAPITAL MANAGEMENT | FLEMING FINANCIAL | CENTRAL PARK PRIVATE WEALTH MANAGEMENT, LTD | BRINGHURST FINANCIAL SERVICE | BP FINANCIAL, LLC | BAUER FINANCIAL MANAGEMENT | ALPHA CAPITAL MANAGEMENT, LLC | ALLOCATED FINANCIAL PLANNING

CRD#: 113189 / SEC#: 801-68279

RIA
Registered Investment Advisory firm - (8/29/2007 Approved)
Colorado
Registered Investment Advisory firm - (12/10/2007 Terminated)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 8/25/2012
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam

Current Firm


GC
GALLACHER CAPITAL MANAGEMENT, LLC
ALLAY FINANCIAL SERVICES, LLC | ZENITH INVESTMENT MANAGEMENT, LLC | SPAHN & CO, LLC | PEAK WEALTH ADVISORS, INC | MAKKAI CAPITAL MANAGEMENT | KEVIN ERNEST GALLACHER | JOHN MUMFORD INC | JD WEALTH MANAGEMENT LLC | GCM | GBG WEALTH ADVISORS | GBG | GALLACHER CAPITAL MANAGEMENT,LLC | GALLACHER CAPITAL MANAGEMENT, LLC | GALLACHER CAPITAL MANAGEMENT LLC | GALLACHER CAPITAL MANAGEMENT | FLEMING FINANCIAL | CENTRAL PARK PRIVATE WEALTH MANAGEMENT, LTD | BRINGHURST FINANCIAL SERVICE | BP FINANCIAL, LLC | BAUER FINANCIAL MANAGEMENT | ALPHA CAPITAL MANAGEMENT, LLC | ALLOCATED FINANCIAL PLANNING

CRD#: 113189 / SEC#: 801-68279

RIA
Registered Investment Advisory firm - (8/29/2007 Approved)
Colorado
Registered Investment Advisory firm - (12/10/2007 Terminated)
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Contact information


Main Address
10465 Park Meadows Dr #107, Lone Tree, CO 80124
Mailing Address
Phone number
(303) 708-1640
Established
Firm type
Fiscal year end
# of Employees
14

SEC notice filing (7 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Regulatory assets under management


Total Number of Accounts1,325
AUM (Assets Under Management)$ 487,814,567

Accountant surprise examination report


Filing DateForm ADV-E CoverForm ADV-E Report
04/28/2023

Red Flags


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Company Information


GALLACHER CAPITAL MANAGEMENT, LLC

CRD#: 113189

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