MS
Marisa L. Sounde
EAGLE STRATEGIES LLC
DELAVAN, WI 53115
Some features on this profile are disabled
CRD#: 6091429
MS
Professional summary
Marisa L Sounde, who also goes by Marisa Henrik, Marisa Lynn Nor, Marisa Lynn Sounde, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Delavan, Wisconsin and NYLIFE SECURITIES LLC located in Delavan, Wisconsin.
Marisa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Marisa has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Marisa Henrik | Marisa Lynn Nor | Marisa Lynn Sounde
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[Geneva Lake West Chamber of Commerce ; Board Member - Vice President. This is the local community Chamber of Commerce not-for-profit organization. They hold monthly general membership meetings and are active in the community providing fundraising events & business networking.; 175 Valley View Drive, Fontana, WI 53125; Start Date 01/2016; Role/Title: Board Member; Not Investment Related; 2.5 hours per month; 0 hours per month during securities trading hours; Board Members of Geneva Lake West Chamber of Commerce will attend the majority of Monthly General Membership Luncheons, Business After Five Events, Directors Board meetings and other activities as developed? The VP attends the monthly meetings and works with the Chamber President, board members and Chamber Executive Director] [Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products.; 100 N. Main Street, Suite 101 Walworth, WI 53184; Start Date 03/2016; Role/Title: Insurance Broker; Investment Related; 1 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF SOUNDE FINANCIAL GROUP FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; WALWORTH, WI; START DATE: 06/2016] [Shine Your Light - Finding Your Inner Voice; Podcast; 1103 Lakeland Drive Lake Geneva, WI 53147; Start Date 02/2022; Role/Title: Owner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours;Record podcast & speaking] [Alzheimer's Association annual Walk To End Alz Committee; Volunteer - attend monthly meeting, help with set-up & take-down day of the event; 620 S 76th Street, Milwaukee, WI 53214; Start Date 05/2012; Role/Title: Volunteer; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; attend monthly walk committee meetings, provide suggestions for the annual walk, assist with set-up & take down on walk day] [Sounde Enterprises LLC; Amazon delivery partner - packages dropped off at business location - hired subcontractor drivers to do the deliveries; 5540 State Road 50, Ste 105 Delavan, WI 53115; Start Date 10/2025; Role/Title: Owner; Not Investment Related; 4 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view Marisa L Sounde's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2023 - Present
EAGLE STRATEGIES LLC
Office #1: 5540 State Road 50 Suite 105, Delavan, WI 53115RIA
CRD#: 110826
DELAVAN, WI
Current
September 7, 2013 - Present
NYLIFE SECURITIES LLC
Office #1: 5540 State Road 50 Suite 105, Delavan, WI 53115BD
CRD#: 5167
Delavan, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(4/23/2019)
RR
Indiana(5/21/2020)
RR
Minnesota(12/21/2018)
RR
New Mexico(1/3/2019)
RR
Wisconsin(10/14/2015)
IAR
Wisconsin(7/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
