RICHARD S. LEWIS
ROBERTSON STEPHENS | Private Wealth Manager
New York, NY 10019
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CRD#: 6091387
Professional summary
RICHARD SAMUEL LEWIS, who also goes by Richard S Lewis, is a registered financial advisor currently at ROBERTSON STEPHENS located in New York, New York and ROBERTSON STEPHENS CAPITAL MARKETS, LLC located in New York, New York.
RICHARD is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2017. RICHARD has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Biography
Richard Lewis is a Private Wealth Manager for The Nulman Group. He works closely with entrepreneurs, business owners, corporate executives and their families to address complex financial needs. Richard heads the financial planning portion of the Nulman Group. Combining technology with comprehensive financial planning, The Nulman Group creates cash flow analysis plans to show the future impact of spending habits. By helping to plan for retirement and creating life time goals for clients, Richard creates a path to financial freedom for each of his clients. He also designs and manages The Nulman Group's marketing efforts to focus on enhancing the client experience. While attending Syracuse University, he dual majored in Finance and Entrepreneurship. He was a member of the Syracuse Rugby team.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Richard S Lewis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CEO of StudentTicket. Mission is to strengthen local economies by connecting students to the local community. 0 compensation received; 0 hrs devoted per month to OBA; 0 hrs devoted during security trading hrs. 2.) Robertson Stephens Wealth Management, LLC; Yes; 455 Market St Ste 1450, San Francisco, CA 94105; Affiliated RIA; Managing Director, Principal ; October 2025; 165; 132; Investment Advisor 3.) Robertson Stephens Capital Markets, LLC; Yes; 810 7th Avenue Suite 615, New York, NY 10019; Broker Dealer; Managing Director, Principal ; October 2025; 9, 9; Securities Sales
CRS (Client Relationship Summary) - RIA
Click below to view RICHARD SAMUEL LEWIS's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 7, 2025 - Present
ROBERTSON STEPHENS
Office #1: 810 7th Avenue, Suite 615, New York, NY 10019RIA
CRD#: 289977
New York, NY
Current
October 7, 2025 - Present
ROBERTSON STEPHENS CAPITAL MARKETS, LLC
Office #1: 810 7th Avenue Suite 615, New York, NY 10019BD
CRD#: 290635
New York, NY
Past
October 20, 2017 - September 30, 2025
HIGHTOWER ADVISORS, LLC
RIA
CRD#: 145323
providence, RI
Past
August 23, 2017 - September 30, 2025
HIGHTOWER SECURITIES, LLC
BD
CRD#: 116681
PROVIDENCE, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RS
ROBERTSON STEPHENS
ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC
CRD#: 289977 / SEC#: 801-111814
RIA
Registered Investment Advisory firm - (10/11/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(10/7/2025)
IAR
New York(10/21/2025)
RR
Rhode Island(10/7/2025)
IAR
Rhode Island(10/7/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RS
ROBERTSON STEPHENS
ROBERTSON STEPHENS | ROBERTSON STEPHENS WEALTH MANAGEMENT, LLC
CRD#: 289977 / SEC#: 801-111814
RIA
Registered Investment Advisory firm - (10/11/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
455 Market Street Ste. 1450, San Francisco, CA 94105-2442
Mailing Address
Phone number
(415) 500-6810
Established
Firm type
Fiscal year end
# of Employees
113
SEC notice filing (30 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 7,419 |
| AUM (Assets Under Management) | $ 7,139,384,497 |
Red Flags
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