Kathryn T. Brown

MASLOW WEALTH ADVISORS

Austin, TX 78746

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CRD#: 6091129

Professional summary

Kathryn Turnham Brown, who also goes by Kat Elizabeth Turnham, Kat Turnham, Kathryn Turnham, Kathryn Elizabeth Turnham, is a registered financial advisor currently at MASLOW WEALTH ADVISORS located in Austin, Texas.

Kathryn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Kathryn has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kat Elizabeth Turnham | Kat Turnham | Kathryn Turnham | Kathryn Elizabeth Turnham

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Turnham Brown's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2019 - Present

MASLOW WEALTH ADVISORS

Office #1: 1601 South Mo Pac Expressway Suite 125d, Austin, TX 78746

RIA

CRD#: 107722

Austin, TX

Past

January 3, 2019 - March 5, 2019

BRITEHORN SECURITIES

CRD#: 36402

Austin, TX

Past

August 20, 2012 - May 15, 2018

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MASLOW WEALTH ADVISORS

DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLC | STRATEGIC CAPITAL ADVISORS, L.L.P. | MASLOW WEALTH ADVISORS | DURBIN BENNETT PRIVATE WEALTH MANAGEMENT, LLC | DURBIN BENNETT PETERSON PRIVATE WEALTH MANAGEMENT, LLP

CRD#: 107722 / SEC#: 801-60001

RIA

Registered Investment Advisory firm - (1/25/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(3/1/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/11/2012

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 5/15/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/18/2012

General Securities Representative Examination

Current Firm

MASLOW WEALTH ADVISORS

CRD#: 107722 / SEC#: 801-60001

RIA

Registered Investment Advisory firm - (1/25/2001 Approved)

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Contact information

Main Address

1601 South Mo Pac Expressway Suite 125d, Austin, TX 78746

Mailing Address

Phone number

(512) 610-6930

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

MASLOW WEALTH ADVISORS PART ADV2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	450
AUM (Assets Under Management)	$ 2,065,363,526

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kathryn T. Brown

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kathryn Turnham Brown's CRS (Customer Relationship Summary).

Certified licenses

Experience

MASLOW WEALTH ADVISORS

BRITEHORN SECURITIES

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

MASLOW WEALTH ADVISORS

State Registrations and Notice Filings

Exams

Series 66

Date: 8/11/2012

SIE

Date: 5/15/2018

Series 7

Date: 8/18/2012

Current Firm

MASLOW WEALTH ADVISORS

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

MASLOW WEALTH ADVISORS

TRUST BUT VERIFY

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