Kenan Jiang
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenan Jiang was a registered financial professional .
Kenan is a previously registered financial professional and started their career in finance in 2012. Kenan had worked at 4 firms and has passed the Series 63, Series 66, SIE, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2018 - January 11, 2022
CHINA RENAISSANCE SECURITIES (US) INC.
June 6, 2013 - September 22, 2015
UBS FINANCIAL SERVICES INC.
June 5, 2013 - September 22, 2015
UBS FINANCIAL SERVICES INC.
December 19, 2012 - May 29, 2013
J.P. MORGAN SECURITIES LLC
October 1, 2012 - May 29, 2013
J.P. MORGAN SECURITIES LLC
September 11, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CHINA RENAISSANCE SECURITIES (US) INC.
CRD#: 166318 / SEC#: , 8-69197
Contact information
FINRA licenses (31 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
