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TH

Tara N. Horne

SAVVY WEALTH MANAGEMENT LLC
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 6090958
TH

Professional summary

Tara Nichole Horne, who also goes by Tara Horne, Tara Stevenson, is a registered financial professional currently at SAVVY WEALTH MANAGEMENT LLC located in New York, New York.

Tara is registered as a RR (Registered Representative) and started their career in finance in 2022. Tara has worked at 5 firms and has passed the Series 99TO, Series 7TO, SIE, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Tara Horne | Tara Stevenson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Tara Nichole Horne's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 19, 2026 - Present

SAVVY WEALTH MANAGEMENT LLC

Office #1: 111 West 33rd Street Unit 1410, New York, NY 10001
BD
CRD#: 338136
NEW YORK, NY
Past

February 2, 2023 - May 29, 2025

PLEXUS FINANCIAL SERVICES, LLC

BD
CRD#: 153132
DEER PARK, IL
Past

February 1, 2023 - April 4, 2023

SHOREBRIDGE CAPITAL SECURITIES, LLC

BD
CRD#: 269991
SUMMIT, NJ
Past

January 9, 2023 - April 4, 2023

ROYAL TREASURE SECURITIES LLC

BD
CRD#: 292325
New York, NY
Past

August 19, 2022 - February 6, 2023

INDEPENDENT BROKERAGE SOLUTIONS LLC

BD
CRD#: 153563
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 99TO
Date: 2/1/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2022
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 6/13/2022
Securities Industry Essentials Examination
Principal/Supervisory Exam
RR
Series 14
Date: 2/1/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 10/7/2022
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SW
SAVVY WEALTH MANAGEMENT LLC
SAVVY WEALTH MANAGEMENT LLC

CRD#: 338136 / SEC#: , 8-71422

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
111 West 33rd Street Unit 1410, New York, NY 10001
Mailing Address
111 West 33rd Street Unit 1410, New York, NY 10001
Phone number
(833) 745-6789
Established
Delaware since 07/24/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
SAVVY WEALTH, INC.SOLE MEMBER
HORNE, TARA NICHOLECHIEF COMPLIANCE OFFICER6090958
SHARMA, ANSHUL KUMARCHIEF EXECUTIVE OFFICER4206461
SHAW, ANTHONYFINOP, PFO, POO7338445

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SAVVY WEALTH MANAGEMENT LLC

CRD#: 338136New York, NY 10001

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