Thomas O. Yager

SENDERO WEALTH MANAGEMENT

San Antonio, TX 78209

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CRD#: 6090864

Professional summary

Thomas Olan Yager, CIMA®, who also goes by Thomas O Yager, Thomas Olan Yager, Tom Olan Yager, is a registered financial advisor currently at SENDERO WEALTH MANAGEMENT, LLC located in San Antonio, Texas and SENDERO SECURITIES, LLC located in San Antonio, Texas.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2012. Thomas has worked at 5 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas O Yager | Thomas Olan Yager | Tom Olan Yager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Olan Yager's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

July 7, 2025 - Present

SENDERO WEALTH MANAGEMENT, LLC

Office #1: 250 W. Nottingham Suite 300, San Antonio, TX 78209

RIA

CRD#: 145594

San Antonio, TX

Current

July 7, 2025 - Present

SENDERO SECURITIES, LLC

Office #1: 250 W Nottingham Suite 300, San Antonio, TX 78209

CRD#: 146627

San Antonio, TX

Past

September 28, 2015 - June 30, 2025

CAPITAL CLIENT GROUP, INC.

RIA

CRD#: 6247

SAN ANTONIO, TX

Past

September 28, 2015 - June 30, 2025

CAPITAL CLIENT GROUP, INC.

CRD#: 6247

SAN ANTONIO, TX

Past

September 10, 2014 - August 17, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

MEQUON, WI

Past

August 26, 2014 - August 17, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

MEQUON, WI

Past

September 17, 2012 - April 11, 2013

LPL FINANCIAL LLC

CRD#: 6413

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SENDERO WEALTH MANAGEMENT, LLC

E-WEALTH BY SENDERO | SENDERO WEALTH MANAGEMENT, LLC | SENDERO SECURITIES, LLC | EWEALTH BY SENDERO

CRD#: 145594 / SEC#: 801-68572

RIA

Registered Investment Advisory firm - (11/30/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(7/7/2025)

IAR

Texas
(7/7/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/5/2014

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/14/2012

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

SENDERO WEALTH MANAGEMENT, LLC

E-WEALTH BY SENDERO | SENDERO WEALTH MANAGEMENT, LLC | SENDERO SECURITIES, LLC | EWEALTH BY SENDERO

CRD#: 145594 / SEC#: 801-68572

RIA

Registered Investment Advisory firm - (11/30/2007 Approved)

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Contact information

Main Address

250 W. Nottingham Suite 300, San Antonio, TX 78209

Mailing Address

Phone number

(210) 805-0171

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SENDERO WEALTH - FORM ADV PART 2A BROCHURE - AUGUST 2020 (3/20/2025)

Regulatory assets under management

Total Number of Accounts	1,842
AUM (Assets Under Management)	$ 5,823,154,458

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Thomas O. Yager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Olan Yager's CRS (Customer Relationship Summary).

Certified licenses

Experience

SENDERO SECURITIES, LLC

CAPITAL CLIENT GROUP, INC.

CAPITAL CLIENT GROUP, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LPL FINANCIAL LLC

Primary Firm SEC Registration

SENDERO WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/5/2014

SIE

Date: 10/1/2018

Series 7

Date: 9/14/2012

FINRA

Current Firm

SENDERO WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SENDERO WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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