DL
Dongjoon Lee
AMERICAN WEALTH MANAGEMENT
Reno, NV 89511
Some features on this profile are disabled
CRD#: 6090737
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Professional summary
Dongjoon Lee, who also goes by Dong-joon Lee, is a registered financial advisor currently at AMERICAN WEALTH MANAGEMENT located in Reno, Nevada.
Dongjoon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Dongjoon has worked at 2 firms and has passed the Series 63 and Series 65 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Dong-Joon Lee
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Since June 2012, Dong-Joon has served as an investment committee board member for the Community Foundation of Northern Nevada, located at 50 Washington Street, Suite 300 Reno, NV 89503. Duties include assisting in the management of the investment portfolios. Time devoted to this entity is approximately 4 hours per quarter; all of the time is during security trading hours. Since 08/2016, Dong-Joon has been an Adjunct Professor providing lectures to students at the University of Nevada, Reno, located at 1664 N. Virginia Street Reno, NV 89557. He spends approximately 10% of his time during non-business hours and earns about $27,500 annually. Since 09/2020, Dong Joon has served as an investment committee chair for Nevada Area Council Inc. Boy Scouts of America, located at 500 Double Eagle Court, Reno, NV 89521. Duties include assisting in the management of the investment portfolios. Time devoted to this entity is approximately 4 hours per quarter, all the time is during security trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Dongjoon Lee's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 31, 2018 - Present
AMERICAN WEALTH MANAGEMENT
Office #1: 570 Hammill Lane, Reno, NV 89511RIA
CRD#: 122205
Reno, NV
Past
December 15, 2015 - August 14, 2018
SCHULTZ FINANCIAL GROUP INCORPORATED
RIA
CRD#: 108724
RENO, NV
Past
July 18, 2012 - August 20, 2014
SCHULTZ FINANCIAL GROUP INCORPORATED
RIA
CRD#: 108724
RENO, NV
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
AMERICAN WEALTH MANAGEMENT
AMERICAN RETIREMENT PLANNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN RETIREMENT PLANNERS, INC. | AMERICAN RETIREMENT PLANNERS II, INC.
CRD#: 122205 / SEC#: 801-70453
RIA
Registered Investment Advisory firm - (7/29/2009 Approved)California
Registered Investment Advisory firm - (8/31/2009 Terminated)Nevada
Registered Investment Advisory firm - (8/27/2009 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Arizona(3/12/2024)
IAR
California(8/31/2018)
IAR
Colorado(2/14/2025)
IAR
Nevada(9/6/2018)
IAR
Utah(4/13/2023)
Exams
State Security Law Exam
State Security Law Exam
Current Firm
AW
AMERICAN WEALTH MANAGEMENT
AMERICAN RETIREMENT PLANNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN RETIREMENT PLANNERS, INC. | AMERICAN RETIREMENT PLANNERS II, INC.
CRD#: 122205 / SEC#: 801-70453
RIA
Registered Investment Advisory firm - (7/29/2009 Approved)California
Registered Investment Advisory firm - (8/31/2009 Terminated)Nevada
Registered Investment Advisory firm - (8/27/2009 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
570 Hammill Lane, Reno, NV 89511
Mailing Address
Phone number
(775) 332-7000
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 871 |
| AUM (Assets Under Management) | $ 694,306,410 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
