Dongjoon Lee

AMERICAN WEALTH MANAGEMENT

Reno, NV 89511

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CRD#: 6090737

Professional summary

Dongjoon Lee, who also goes by Dongjoon Lee, is a registered financial advisor currently at AMERICAN WEALTH MANAGEMENT located in Reno, Nevada.

Dongjoon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Dongjoon has worked at 2 firms and has passed the Series 63 and Series 65 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dongjoon Lee

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dongjoon Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 31, 2018 - Present

AMERICAN WEALTH MANAGEMENT

Office #1: 570 Hammill Lane, Reno, NV 89511

RIA

CRD#: 122205

Reno, NV

Past

December 15, 2015 - August 14, 2018

SCHULTZ FINANCIAL GROUP INCORPORATED

RIA

CRD#: 108724

RENO, NV

Past

July 18, 2012 - August 20, 2014

SCHULTZ FINANCIAL GROUP INCORPORATED

RIA

CRD#: 108724

RENO, NV

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN WEALTH MANAGEMENT

AMERICAN RETIREMENT PLANNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN RETIREMENT PLANNERS, INC. | AMERICAN RETIREMENT PLANNERS II, INC.

CRD#: 122205 / SEC#: 801-70453

RIA

Registered Investment Advisory firm - (7/29/2009 Approved)

California

Registered Investment Advisory firm - (8/31/2009 Terminated)

Nevada

Registered Investment Advisory firm - (8/27/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(3/12/2024)

IAR

California
(8/31/2018)

IAR

Colorado
(2/14/2025)

IAR

Nevada
(9/6/2018)

IAR

Utah
(4/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/7/2012

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/17/2012

Uniform Investment Adviser Law Examination

Current Firm

AMERICAN WEALTH MANAGEMENT

AMERICAN RETIREMENT PLANNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN RETIREMENT PLANNERS, INC. | AMERICAN RETIREMENT PLANNERS II, INC.

CRD#: 122205 / SEC#: 801-70453

RIA

Registered Investment Advisory firm - (7/29/2009 Approved)

California

Registered Investment Advisory firm - (8/31/2009 Terminated)

Nevada

Registered Investment Advisory firm - (8/27/2009 Terminated)

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Contact information

Main Address

570 Hammill Lane, Reno, NV 89511

Mailing Address

Phone number

(775) 332-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWM FORM ADV 2A BROCHURE 12.30.2025 (1/5/2026)

Regulatory assets under management

Total Number of Accounts	897
AUM (Assets Under Management)	$ 760,503,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Dongjoon Lee

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dongjoon Lee's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN WEALTH MANAGEMENT

SCHULTZ FINANCIAL GROUP INCORPORATED

SCHULTZ FINANCIAL GROUP INCORPORATED

Primary Firm SEC Registration

AMERICAN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 8/7/2012

Series 65

Date: 7/17/2012

Current Firm

AMERICAN WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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