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Dongjoon Lee

AMERICAN WEALTH MANAGEMENT

RENO, NV

·CRD# 6090737·14 years experience

Professional Summary

Dongjoon Lee, who also goes by Dongjoon Lee, is a registered financial advisor currently at AMERICAN WEALTH MANAGEMENT located in Reno, Nevada. Dongjoon is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Dongjoon has worked at 2 firms and has passed the Series 63 and Series 65 exams.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dongjoon Lee

Blog Corner

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

What Does a Financial Advisor Do? Understanding Their Role, Services, and Value

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

Do I Need a Financial Advisor? A Complete Guide to Deciding If It’s Right for You

What Are Financial Values and How to Align Them With Your Financial Goals

What Are Financial Values and How to Align Them With Your Financial Goals

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

AMERICAN WEALTH MANAGEMENT·CRD# 122205

RIA

570 Hammill Lane, Reno, NV 89511

August 31, 2018 - Present

SCHULTZ FINANCIAL GROUP INCORPORATED·CRD# 108724

RIA

Reno, NV

December 15, 2015 - August 14, 2018

SCHULTZ FINANCIAL GROUP INCORPORATED·CRD# 108724

RIA

Reno, NV

July 18, 2012 - August 20, 2014

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Current Firm

AW

AMERICAN WEALTH MANAGEMENT

AMERICAN RETIREMENT PLANNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN RETIREMENT PLANNERS, INC. | AMERICAN RETIREMENT PLANNERS II, INC.

CRD#: 122205 / SEC#: 801-70453

RIA

Registered Investment Advisory firm - SEC (7/29/2009 Approved)

California

Registered Investment Advisory firm - California (8/31/2009 Terminated)

Nevada

Registered Investment Advisory firm - Nevada (8/27/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

570 Hammill Lane, Reno, NV 89511

Phone Number

(775) 332-7000

# of Employees

9

SEC notice filing (10 States and Territories)

Registered to provide investment advisory services in 10 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AWM FORM ADV 2A BROCHURE 12.30.2025 (1/5/2026)

Regulatory Assets Under Management

Total Number of Accounts

897

AUM (Assets Under Management)

$760,503,793

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Since 08/2016, Dong-Joon has been an Adjunct Professor providing lectures to students at the University of Nevada, Reno, located at 1664 N. Virginia Street Reno, NV 89557. He spends approximately 10% of his time during non-business hours and earns about $27,500 annually. Since 09/2020, Dong Joon has served as an investment committee chair for Nevada Area Council Inc. Boy Scouts of America, located at 500 Double Eagle Court, Reno, NV 89521. Duties include assisting in the management of the investment portfolios. Time devoted to this entity is approximately 4 hours per quarter, all the time is during security trading hours.

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AW

AMERICAN WEALTH MANAGEMENT

AMERICAN RETIREMENT PLANNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN RETIREMENT PLANNERS, INC. | AMERICAN RETIREMENT PLANNERS II, INC.

CRD#: 122205 / SEC#: 801-70453

RIA

Registered Investment Advisory firm - SEC (7/29/2009 Approved)

California

Registered Investment Advisory firm - California (8/31/2009 Terminated)

Nevada

Registered Investment Advisory firm - Nevada (8/27/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

IAR

Arizona
(3/12/2024)

IAR

California
(8/31/2018)

IAR

Colorado
(2/14/2025)

IAR

Nevada
(9/6/2018)

IAR

Utah
(4/13/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 2012About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2012About the Series 65 exam

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CRS (Client Relationship Summary) - RIA

Click below to view Dongjoon Lee's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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DL

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