JP
Jesse K. Pettis
METLIFE INVESTORS DISTRIBUTION COMPANY
NEW YORK, NY 10166
Some features on this profile are disabled
CRD#: 6090421
JP
Professional summary
Jesse Keith Pettis is a registered financial professional currently at METLIFE INVESTORS DISTRIBUTION COMPANY located in New York, New York.
Jesse is registered as a RR (Registered Representative) and started their career in finance in 2012. Jesse has worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Jesse Keith Pettis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 8, 2022 - Present
METLIFE INVESTORS DISTRIBUTION COMPANY
Office #1: 200 Park Ave 4th Floor, New York, NY 10166BD
CRD#: 107622
NEW YORK, NY
Past
November 16, 2016 - February 17, 2022
PENTEGRA DISTRIBUTORS INC.
BD
CRD#: 26249
WHITE PLAINS, NY
Past
August 11, 2016 - February 17, 2022
PENTEGRA INVESTORS, INC.
RIA
CRD#: 111503
MOBILE, AL
Past
September 27, 2012 - June 13, 2016
NEWPORT GROUP CONSULTING, LLC
RIA
CRD#: 140944
LAKE MARY, FL
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/8/2022)
RR
Arizona(8/26/2022)
RR
California(8/26/2022)
RR
District of Columbia(8/26/2022)
RR
Florida(8/26/2022)
RR
Hawaii(8/26/2022)
RR
Iowa(8/26/2022)
RR
Minnesota(8/26/2022)
RR
Montana(8/26/2022)
RR
Nebraska(8/26/2022)
RR
Nevada(8/26/2022)
RR
New Hampshire(8/26/2022)
RR
New Mexico(8/26/2022)
RR
New York(8/26/2022)
RR
North Carolina(8/26/2022)
RR
North Dakota(8/26/2022)
RR
Oklahoma(8/26/2022)
RR
Oregon(8/26/2022)
RR
Rhode Island(8/26/2022)
RR
South Dakota(8/26/2022)
RR
Utah(8/26/2022)
RR
Vermont(8/26/2022)
RR
Washington(8/26/2022)
RR
Wyoming(8/26/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MI
METLIFE INVESTORS DISTRIBUTION COMPANY
AMERICAN DISTRIBUTORS, INC. | METLIFE INVESTORS DISTRIBUTION COMPANY | GENERAL AMERICAN DISTRIBUTORS, INC.
CRD#: 107622 / SEC#: , 8-53064
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
200 Park Avenue 4th Floor, New York City, NY 10166
Mailing Address
200 Park Avenue 4th Floor, New York City, NY 10166
Phone number
(973) 355-4954
Established
Missouri since 10/03/2000
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| METLIFE INVESTORS GROUP, LLC | SHAREHOLDER | |
| ALPHONSO-NAPOLI, GEETA MARCELI | LEGAL OFFICER | 4518655 |
| FRADKIN, GEOFFREY ANDREW | VICE PRESIDENT | 5473381 |
| GOOD, JESSICA TERESE | CHAIRMAN OF THE BOARD OF DIRECTORS, PRESIDENT AND CEO | 5741973 |
| GRUPPUSO, PETER | ASSISTANT VICE PRESIDENT AND CHIEF FINANCIAL OFFICER | 2643834 |
| KUCHINSKY, ALEXIS NATALIE | CHIEF COMPLIANCE OFFICER | 4343809 |
| LOPEZ, GABRIEL ADOLPH | DIRECTOR AND SENIOR VICE PRESIDENT | 2554216 |
| MCDERMOTT, MICHAEL | DIRECTOR, SENIOR VICE PRESIDENT | 5577809 |
| SCHUSTER, THOMAS JAMES | DIRECTOR, SENIOR VICE PRESIDENT | 4570334 |
| SMITH-WALL, ANIKA AYANNA-NJERI | DIRECTOR, VICE PRESIDENT | 7414359 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
