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CW

Christopher A. Wiethe

PARK AVENUE INVESTMENT ADVISORY
Aurora, CO
Some features on this profile are disabled
CRD#: 6089972
CW

Professional summary

Christopher Albert Wiethe, CFP®, who also goes by Christopher A Wiethe, is a registered financial advisor currently at PARK AVENUE INVESTMENT ADVISORY, LLC located in Aurora, Colorado and PARK AVENUE SECURITIES LLC located in Aurora, Colorado.

Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2013. Christopher has worked at 5 firms and has passed the Series 65, Series 63, Series 6TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Christopher A Wiethe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Albert Wiethe's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2019

Experience

Current

September 13, 2024 - Present

PARK AVENUE INVESTMENT ADVISORY, LLC

Office #2: 24500 Chagrin Blvd Suite 200, Beechwood, OH 44122
RIA
CRD#: 310203
Aurora, CO
Current

November 21, 2024 - Present

PARK AVENUE SECURITIES LLC

Office #2: 24500 Chagrin Blvd. Suite 200, Beachwood, OH 44122
RIA
BD
CRD#: 46173
Aurora, CO
Past

February 16, 2021 - September 7, 2024

FACET

RIA
CRD#: 285961
Aurora, CO
Past

November 9, 2018 - February 4, 2021

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

RIA
CRD#: 38357
GREENWOOD VILLAGE, CO
Past

November 9, 2018 - February 4, 2021

CLIFTONLARSONALLEN WEALTH ADVISORS, LLC

BD
CRD#: 38357
GREENWOOD VILLAGE, CO
Past

May 12, 2015 - September 24, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

RIA
CRD#: 2881
CANTON, OH
Past

September 9, 2013 - September 24, 2018

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

BD
CRD#: 2881
CANTON, OH

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE INVESTMENT ADVISORY, LLC
GUARDIAN ADVISORY SERVICES LLC | WESTPAC WEALTH PARTNERS | PARK AVENUE INVESTMENT ADVISORY, LLC | PARK AVENUE INVESTMENT ADVISORY | ONE WEALTH MANAGEMENT FINANCIAL AND INSURANCE SERVICES, INC. | GUARDIAN STRATEGIC ADVISORS | GUARDIAN ADVISORY SERVICES, LLC

CRD#: 310203 / SEC#: 801-119560

RIA
Registered Investment Advisory firm - (9/30/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR
California
(9/30/2024)
IAR
Colorado
(9/13/2024)
RR
Colorado
(11/22/2024)
IAR
Connecticut
(9/25/2025)
IAR
Hawaii
(2/6/2025)
IAR
Illinois
(9/30/2024)
IAR
Iowa
(10/22/2025)
IAR
Minnesota
(2/6/2025)
IAR
Nevada
(9/30/2024)
IAR
New York
(9/30/2024)
IAR
North Carolina
(9/30/2024)
IAR
Ohio
(10/1/2024)
IAR
Pennsylvania
(1/9/2026)
IAR
South Carolina
(9/30/2024)
IAR
Texas
(9/30/2024)
IAR
Washington
(9/25/2025)
IAR
Wyoming
(9/25/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 5/11/2015
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/23/2013
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 6TO
Date: 12/22/2022
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
RR
SIE
Date: 9/24/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 9/9/2013
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

PA
PARK AVENUE INVESTMENT ADVISORY, LLC
GUARDIAN ADVISORY SERVICES LLC | WESTPAC WEALTH PARTNERS | PARK AVENUE INVESTMENT ADVISORY, LLC | PARK AVENUE INVESTMENT ADVISORY | ONE WEALTH MANAGEMENT FINANCIAL AND INSURANCE SERVICES, INC. | GUARDIAN STRATEGIC ADVISORS | GUARDIAN ADVISORY SERVICES, LLC

CRD#: 310203 / SEC#: 801-119560

RIA
Registered Investment Advisory firm - (9/30/2020 Approved)
PREMIUM
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Contact information

Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
Phone number
(800) 879-6934
Established
Firm type
Fiscal year end
# of Employees
87

SEC notice filing (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PARK AVENUE INVESTMENT ADVISORY WRAP BROCHURE (3/28/2025)
PARK AVENUE INVESTMENT ADVISORY FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts362
AUM (Assets Under Management)$ 98,287,453

Accountant surprise examination report

Filing DateForm ADV-E CoverForm ADV-E Report
10/27/2022
Cover Page
Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PARK AVENUE INVESTMENT ADVISORY, LLC

CRD#: 310203Aurora, CO

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