Yoshio Tsutsushio
Professional Summary
Yoshio Tsutsushio, who also goes by Yoshio Tsutsoshio, was a registered financial advisor. Yoshio was a previously registered financial professional and started their career in finance 2012 - 2013. Yoshio had worked at 1 firm and has passed the Series 63 and Series 79 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Yoshio Tsutsoshio
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
14 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
GCA ADVISORS, LLC | SILVER CREEK CAPITAL ADVISORS, LLC | SAVVIAN ADVISORS, LLC | PERSEUS ADVISORS, LLC | HOULIHAN LOKEY ADVISORS, LLC | GCA SAVVIAN ADVISORS, LLC
Contact Information
Established
Delaware since 03/19/2003Firm Type
Limited Liability CompanyFiscal Year End
MarchFirm Size
SmallDocuments
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 79 — Investment Banking Registered Representative Examination
Passed Nov 2012About the Series 79 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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