Leighton J. Pounds
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Leighton Jeffrey Pounds, who also goes by Leighton Pounds, was a registered financial professional .
Leighton is a previously registered financial professional and started their career in finance in 2012. Leighton had worked at 4 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 1, 2013 - November 19, 2013
LAWING FINANCIAL INC
May 1, 2013 - December 17, 2013
CAMBRIDGE INVESTMENT RESEARCH, INC.
March 18, 2013 - March 27, 2013
EDWARD JONES
January 25, 2013 - March 27, 2013
EDWARD JONES
November 2, 2012 - January 7, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
LAWING FINANCIAL INC
CRD#: 117178 / SEC#: 801-66270
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
