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ES

Erik M. Sartin

THE PLANNERS
FORT COLLINS, CO 80526
Some features on this profile are disabled
CRD#: 6089362
ES

Professional summary

Erik Marcus Sartin, who also goes by Erik M Sartin, is a registered financial advisor currently at THE PLANNERS INC. located in Fort Collins, Colorado.

Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Erik has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Erik M Sartin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Erik Marcus Sartin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 18, 2023 - Present

THE PLANNERS INC.

Office #1: 1015 W Horsetooth Rd Ste 205, Fort Collins, CO 80526
RIA
CRD#: 326556
FORT COLLINS, CO
Past

January 31, 2013 - August 17, 2023

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
FORT COLLINS, CO
Past

July 18, 2012 - August 17, 2023

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
FORT COLLINS, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Colorado
(8/18/2023)
IAR
Texas
(8/18/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 12/4/2012
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 7/17/2012
General Securities Representative Examination

Current Firm

TP
THE PLANNERS INC.
THE PLANNERS INC.

CRD#: 326556 / SEC#:

Colorado
Registered Investment Advisory firm - (7/25/2023 Approved)
Texas
Registered Investment Advisory firm - (6/23/2023 Conditional Restricted)
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Contact information

Main Address
1015 W Horsetooth Rd Ste 205, Fort Collins, CO 80526
Mailing Address
Phone number
(970) 658-9863
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts326
AUM (Assets Under Management)$ 34,422,296

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

THE PLANNERS INC.

CRD#: 326556Fort Collins, CO 80526

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