Jeffrey A. Sanford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey A Sanford was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 2012. Jeffrey had worked at 12 firms and has passed the SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 22, 2021 - December 31, 2022
NORTHERN FUNDS DISTRIBUTORS, LLC
February 22, 2021 - July 7, 2023
QUASAR DISTRIBUTORS, LLC
February 27, 2019 - July 7, 2023
FORESIDE FUNDS DISTRIBUTORS LLC
February 27, 2019 - July 7, 2023
COMPASS DISTRIBUTORS, LLC
August 14, 2017 - December 31, 2022
FUNDS DISTRIBUTOR, LLC
August 14, 2017 - December 31, 2022
FORESIDE GLOBAL SERVICES, LLC
August 14, 2017 - December 31, 2022
FORESIDE DISTRIBUTION SERVICES, L.P.
August 22, 2016 - December 31, 2022
ORBIS INVESTMENTS (U.S.), LLC
August 22, 2016 - July 7, 2023
FORESIDE FINANCIAL SERVICES, LLC
October 15, 2014 - July 7, 2023
IMST DISTRIBUTORS, LLC
June 27, 2014 - July 7, 2023
FORESIDE FUND SERVICES, LLC
October 5, 2012 - November 8, 2012
MEANS WEALTH MANAGEMENT
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NORTHERN FUNDS DISTRIBUTORS, LLC
CRD#: 45943 / SEC#: , 8-51242
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | SOLE MEMBER | |
| COWAN, TERESA MARIA KAZMIERSKI | PRES/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
| TAYLOR, GORDON BURDETTE | CHIEF COMPLIANCE OFFICER/VICE PRESIDENT | 2990648 |
Red Flags
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