Meghna P. Panjabi
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Meghna Puja Panjabi, CFP®, who also goes by Meghna Panjabi, was a registered financial professional .
Meghna is a previously registered financial professional and started their career in finance in 2012. Meghna had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Education
California State University Fullerton
Bachelor of Arts (BA) - Business Administration
2009
Experience
October 13, 2021 - November 8, 2023
FIDELITY PERSONAL AND WORKPLACE ADVISORS
October 7, 2021 - November 2, 2023
FIDELITY BROKERAGE SERVICES LLC
November 29, 2017 - September 21, 2021
CHARLES SCHWAB & CO., INC.
November 29, 2017 - September 21, 2021
CHARLES SCHWAB & CO., INC.
September 20, 2016 - November 15, 2017
J.P. MORGAN SECURITIES LLC
September 20, 2016 - November 15, 2017
J.P. MORGAN SECURITIES LLC
March 7, 2014 - August 17, 2016
MORGAN STANLEY
February 15, 2014 - August 17, 2016
MORGAN STANLEY
August 6, 2012 - December 24, 2013
WELLS FARGO CLEARING SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FIDELITY PERSONAL AND WORKPLACE ADVISORS
CRD#: 288590 / SEC#: 801-112027
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 1,991,043 |
| AUM (Assets Under Management) | $ 818,776,100,963 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/22/2024 | ||
| 10/23/2023 | ||
| 01/06/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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Company Information
FIDELITY PERSONAL AND WORKPLACE ADVISORS
Wealth Management Planning ConsultantCRD#: 288590TRUST BUT VERIFY
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