Luke S. Bruno

VESTMARK ADVISORY SOLUTIONS

Charlestown, MA

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CRD#: 6088753

Professional summary

Luke Samuele Bruno, who also goes by Luke S Bruno, is a registered financial advisor currently at VESTMARK ADVISORY SOLUTIONS, INC. located in Charlestown, Massachusetts.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Luke has worked at 3 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luke S Bruno

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Samuele Bruno's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 22, 2023 - Present

VESTMARK ADVISORY SOLUTIONS, INC.

RIA

CRD#: 221518

Charlestown, MA

Past

January 8, 2013 - June 24, 2021

EATON VANCE MANAGEMENT

RIA

CRD#: 104859

BOSTON, MA

Past

October 11, 2012 - June 24, 2021

EATON VANCE DISTRIBUTORS, INC.

CRD#: 37731

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VESTMARK ADVISORY SOLUTIONS, INC.

VESTMARK ADVISORY SOLUTIONS, INC. | VESTMARK MANAGER MARKETPLACE

CRD#: 221518 / SEC#: 801-114077

RIA

Registered Investment Advisory firm - (9/28/2018 Approved)

District of Columbia

Registered Investment Advisory firm - (10/3/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/22/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 12/31/2012

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 12/20/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/10/2012

General Securities Representative Examination

Current Firm

VESTMARK ADVISORY SOLUTIONS, INC.

VESTMARK ADVISORY SOLUTIONS, INC. | VESTMARK MANAGER MARKETPLACE

CRD#: 221518 / SEC#: 801-114077

RIA

Registered Investment Advisory firm - (9/28/2018 Approved)

District of Columbia

Registered Investment Advisory firm - (10/3/2018 Terminated)

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Contact information

Main Address

100 Quannapowitt Pkwy Suite 205, Wakefield, MA 01880

Mailing Address

Phone number

(888) 355-0477

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VESTMARK ADVISORY SOLUTIONS FORM ADV PART 2A DISCLOSURE BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	32,047
AUM (Assets Under Management)	$ 10,019,300,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Luke S. Bruno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Samuele Bruno's CRS (Customer Relationship Summary).

Certified licenses

Experience

EATON VANCE MANAGEMENT

EATON VANCE DISTRIBUTORS, INC.

Primary Firm SEC Registration

VESTMARK ADVISORY SOLUTIONS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/31/2012

Series 7TO

Date: 12/20/2022

SIE

Date: 10/1/2018

Series 7

Date: 10/10/2012

Current Firm

VESTMARK ADVISORY SOLUTIONS, INC.

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VESTMARK ADVISORY SOLUTIONS, INC.

TRUST BUT VERIFY

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