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Zev J. Zaretsky

Some features on this profile are disabled
CRD#: 6088643
ZZ

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Zev Jacob Zaretsky was a registered financial professional .

Zev is a previously registered financial professional and started their career in finance in 2015. Zev had worked at 2 firms and has passed the Series 63, SIE, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 22, 2025 - May 18, 2026

SIERRA CAPITAL LLC

RIA
CRD#: 110129
Parkland, FL
Past

October 27, 2015 - August 5, 2016

MACQUARIE CAPITAL (USA) INC.

BD
CRD#: 36368
Boca Raton, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SC
SIERRA CAPITAL LLC
PANGEA ADVISORS | SIERRA CAPITAL PARTNERS, LLC | SIERRA CAPITAL LLC | PANGEA ASESORES

CRD#: 110129 / SEC#: 801-57691

RIA
Registered Investment Advisory firm - (6/28/2000 Approved)
New York
Registered Investment Advisory firm - (5/6/2008 Cancelled)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 12/3/2015
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 8/5/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 87
Date: 12/26/2015
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 10/27/2015
General Securities Representative Examination

Current Firm

SC
SIERRA CAPITAL LLC
PANGEA ADVISORS | SIERRA CAPITAL PARTNERS, LLC | SIERRA CAPITAL LLC | PANGEA ASESORES

CRD#: 110129 / SEC#: 801-57691

RIA
Registered Investment Advisory firm - (6/28/2000 Approved)
New York
Registered Investment Advisory firm - (5/6/2008 Cancelled)
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Contact information

Main Address
600 Brickell Avenue Ste. 2020, Miami, FL 33131
Mailing Address
Phone number
(212) 867-3533
Established
Firm type
Fiscal year end
# of Employees
6

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

SIERRA CAPITAL (9/19/2025)

Regulatory assets under management

Total Number of Accounts528
AUM (Assets Under Management)$ 1,501,093,928

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SIERRA CAPITAL LLC

CRD#: 110129

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