Courtney A. Lashomb

Some features on this profile are disabled

CRD#: 6088469

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Courtney Amanda Lashomb, who also goes by Courtney Halverson, was a registered financial professional .

Courtney is a previously registered financial professional and started their career in finance in 2013. Courtney had worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Courtney Halverson

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 22, 2021 - June 17, 2022

VIAWEALTH, LLC

RIA

CRD#: 309043

St. Paul Park, MN

Past

February 28, 2020 - August 19, 2021

ADVISORNET WEALTH PARTNERS

RIA

CRD#: 113074

Oakdale, MN

Past

September 15, 2017 - December 1, 2020

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

OAKDALE, MN

Past

October 13, 2015 - September 18, 2017

INVESTMENT CENTERS OF AMERICA, INC.

RIA

CRD#: 16443

WOODBURY, MN

Past

October 13, 2015 - September 18, 2017

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

WOODBURY, MN

Past

May 15, 2015 - October 26, 2015

WEALTHSPIRE ADVISORS

RIA

CRD#: 168095

MINNEAPOLIS, MN

Past

April 10, 2014 - July 8, 2015

BAKER TILLY CAPITAL, LLC

CRD#: 115333

MINNEAPOLIS, MN

Past

August 22, 2013 - October 10, 2013

CETERA WEALTH SERVICES, LLC

CRD#: 13572

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VIAWEALTH, LLC

BRIGHTLINE GROUP | VIRTIX INVESTMENT ADVISORS, LLC | VIAWEALTH, LLC | BRIGHTLINE GROUP, A VIAWEALTH COMPANY

CRD#: 309043 / SEC#: 801-118904

RIA

Registered Investment Advisory firm - (6/11/2020 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/21/2015

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/18/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/21/2013

General Securities Representative Examination

Current Firm

VIAWEALTH, LLC

BRIGHTLINE GROUP | VIRTIX INVESTMENT ADVISORS, LLC | VIAWEALTH, LLC | BRIGHTLINE GROUP, A VIAWEALTH COMPANY

CRD#: 309043 / SEC#: 801-118904

RIA

Registered Investment Advisory firm - (6/11/2020 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

8700 State Line Rd Suite 325, Leawood, KS 66206

Mailing Address

Phone number

(844) 484-7849

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

VIAWEALTH, LLC - ADV PART 2 (5/12/2025)

Regulatory assets under management

Total Number of Accounts	338
AUM (Assets Under Management)	$ 241,457,286

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Courtney A. Lashomb

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ADVISORNET WEALTH PARTNERS

UNITED CAPITAL FINANCIAL ADVISORS

INVESTMENT CENTERS OF AMERICA, INC.

INVESTMENT CENTERS OF AMERICA, INC.

WEALTHSPIRE ADVISORS

BAKER TILLY CAPITAL, LLC

CETERA WEALTH SERVICES, LLC

Primary Firm SEC Registration

VIAWEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/21/2015

SIE

Date: 9/18/2017

Series 7

Date: 8/21/2013

Current Firm

VIAWEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VIAWEALTH, LLC

TRUST BUT VERIFY

Similar Advisors