Chase A. Ferderer
COMPREHENSIVE WEALTH MANAGEMENT | Financial Advisor
Lynnwood, WA 98037-4757
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CRD#: 6088341
Professional summary
Chase Alexander Ferderer is a registered financial advisor currently at COMPREHENSIVE WEALTH MANAGEMENT located in Lynnwood, Washington.
Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Chase has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
What are your service offerings?
Investment Management
Sustainable and Responsible In...
Retirement Planning Strategies
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Outside Employment; Orswell Events; I help to set up and take down marathon/race events, I am part of the race team cordination for this company; Event Planning; Kirkland, WA 98033; Not Investment Related; Aug 2015; 10-19 hours per month; 0 during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Chase Alexander Ferderer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2024 - Present
COMPREHENSIVE WEALTH MANAGEMENT
Office #1: 3500 188th St Sw Suite 102, Lynnwood, WA 98037-4757RIA
CRD#: 116958
Lynnwood, WA
Past
February 2, 2024 - August 23, 2024
INDEPENDENT FINANCIAL GROUP, LLC
BD
CRD#: 7717
LYNNWOOD, WA
Past
May 25, 2018 - December 21, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
Bellevue, WA
Past
October 3, 2016 - December 21, 2023
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Bellevue, WA
Past
August 6, 2015 - September 16, 2016
FORESTERS FINANCIAL SERVICES, INC.
BD
CRD#: 305
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COMPREHENSIVE WEALTH MANAGEMENT
ARFORD & ASSOCIATES COMPREHENSIVE WEALTH MGMT, INC. | COMPREHENSIVE WEALTH MANAGEMENT, LLC | COMPREHENSIVE WEALTH MANAGEMENT
CRD#: 116958 / SEC#: 801-69045
RIA
Registered Investment Advisory firm - (4/18/2008 Approved)Washington
Registered Investment Advisory firm - (4/18/2008 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Washington(3/12/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CW
COMPREHENSIVE WEALTH MANAGEMENT
ARFORD & ASSOCIATES COMPREHENSIVE WEALTH MGMT, INC. | COMPREHENSIVE WEALTH MANAGEMENT, LLC | COMPREHENSIVE WEALTH MANAGEMENT
CRD#: 116958 / SEC#: 801-69045
RIA
Registered Investment Advisory firm - (4/18/2008 Approved)Washington
Registered Investment Advisory firm - (4/18/2008 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3500 188th St Sw Suite 102, Lynnwood, WA 98037-4757
Mailing Address
Phone number
(425) 778-6160
Established
Firm type
Fiscal year end
# of Employees
12
SEC notice filing (9 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,677 |
| AUM (Assets Under Management) | $ 308,380,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/16/2024 | ||
| 04/29/2024 |
Red Flags
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Company Information
COMPREHENSIVE WEALTH MANAGEMENT
Financial AdvisorCRD#: 116958Lynnwood, WA 98037-4757TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
