Peter J. Callas
Professional summary
Peter John Callas, who also goes by Peter John Callas, is a registered financial professional currently at TD SECURITIES (USA) LLC located in San Francisco, California.
Peter is registered as a RR (Registered Representative) and started their career in finance in 2014. Peter has worked at 2 firms and has passed the Series 63, SIE, Series 7 and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Peter John Callas's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 11, 2024 - Present
TD SECURITIES (USA) LLC
Office #1: 1 Maritime Plaza 9th Floor, San Francisco, CA 94111March 6, 2024 - April 11, 2024
TD SECURITIES (USA) LLC
August 8, 2014 - April 11, 2024
COWEN AND COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/11/2024)
(4/11/2024)
Exams
FINRA
Nasdaq Stock Market
Current Firm
TD SECURITIES (USA) LLC
CRD#: 18476 / SEC#: , 8-36747
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TORONTO DOMINION HOLDINGS (U.S.A.), INC. | PARENT | |
| BROADBERY, MICHAEL | CHIEF COMPLIANCE OFFICER | 6947899 |
| GIBSON, GLENN | CHIEF EXECUTIVE OFFICER | 5659024 |
| JENKINS, CHRISTINE J | FINANCIAL & OPERATIONS PRINCIPAL | 4911933 |
| ORTIZ, JORGE LUIS | CHIEF FINANCIAL OFFICER | 2725922 |
| PETROU, CHRISTINA A | CHIEF OPERATING OFFICER | 4007468 |
Disclosures
| Regulatory Event | 20 |
| Criminal | 1 |
Red Flags
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