Garrett D. Bamman
Professional summary
Garrett Douglas Bamman, who also goes by Garrett Bamman, is a registered financial professional currently at THORNTON FARISH INC. located in Montgomery, Alabama.
Garrett is registered as a RR (Registered Representative) and started their career in finance in 2012. Garrett has worked at 3 firms and has passed the Series 63, Series 52TO, Series 7TO, SIE, Series 52 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Garrett Douglas Bamman's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2023 - Present
THORNTON FARISH INC.
Office #1: 3500 Eastern Blvd, Suite 210, Montgomery, AL 36116-1781June 5, 2015 - November 2, 2017
STIFEL, NICOLAUS & COMPANY, INCORPORATED
December 5, 2012 - June 5, 2015
STERNE, AGEE & LEACH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/3/2023)
Exams
Series 52TO
Date: 4/27/2023
Municipal Securities Representative ExaminationSeries 7TO
Date: 3/31/2023
General Securities Representative ExaminationFINRA
Current Firm
THORNTON FARISH INC.
CRD#: 830 / SEC#: , 8-37486
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BAMMAN, PRESCOTT WOODRUFF | PRESIDENT | 860903 |
| BAMMAN, PRESCOTT WOODRUFF | CHIEF FINANCIAL OFFICER | 860903 |
| CARDINAL, LOUIS CHARLES | EXECUTIVE VICE PRESIDENT | 716540 |
| WHITEHEAD, JOSEPH ANTHONY JR | EXECUTIVE VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 865409 |
| RUSSELL, SARAH DETLING | CHIEF FINANCIAL OFFICER | 6727189 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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