Ethan H Pollard
Professional Summary
Ethan H Pollard is a registered financial advisor currently at ARKOS GLOBAL ADVISORS, LLC located in Houston, Texas. Ethan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Ethan has worked at 2 firms and has passed the Series 66, SIE, Series 3 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
14 years in the financial services industry
Current & Past Employments
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Current Firm
ARCHETYPE WEALTH PARTNERS, LLC | HARPER ADVISORS, LLC | ARKOS GLOBAL ADVISORS, LLC
Contact Information
Main Address
3306 Mercer St., Houston, TX 77027Phone Number
(346) 352-2360# of Employees
17SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
444AUM (Assets Under Management)
$1,154,934,615Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
ARCHETYPE WEALTH PARTNERS, LLC | HARPER ADVISORS, LLC | ARKOS GLOBAL ADVISORS, LLC
State Registrations and Notice Filings
(4/25/2017)
(4/25/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Ethan H Pollard's CRS (Customer Relationship Summary).
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