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Erik J. Lehr
EMPIRICAL WEALTH MANAGEMENT
Portland, OR 97205
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CRD#: 6087553
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Professional summary
Erik James Lehr, who also goes by Erik Lehr, is a registered financial advisor currently at EMPIRICAL WEALTH MANAGEMENT located in Portland, Oregon and DIRECTIONAL FINANCIAL SERVICES located in Portland, Oregon.
Erik is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2015. Erik has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erik Lehr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) Name of the other business: CAIA Society. Is the business investment-related? Yes. Address of the other business: 100 University Drive, Amherst, MA USA 01002. Nature of the other business: The Chartered Alternative Investment Analyst (CAIA) Association is the global authority in alternative investment education. Position, title or relationship with the other business: Board Member - Seattle Chapter. Start date of your relationship: January 2017. Approximate number of hours/month devoted to the other business: 5 hours. Number of hours you devote to the other business during securities trading hours: 0 hours. Brief description of duties relating to the other business: Voting member of the Seattle Chapter. We organize investment-related educational events. 2.) Name of other business: FinAbility. Is the business investment-related? Yes. Address: 5331 S Macadam Ave, Ste 258 PMB 1004, Portland, OR 97239; Nature of Business: An Oregon-based non-profit organization established to financially empower survivors of domestic abuse. Role in business: Treasurer of the Board of Directors. Start Date: April 2022; Approximate number of hours: 1 hour per month. Hours during securities trading hours: 0 hours. Brief description of duties: Attend BOD meetings; review and approve budget.
CRS (Client Relationship Summary) - RIA
Click below to view Erik James Lehr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 22, 2013 - Present
EMPIRICAL WEALTH MANAGEMENT
Office #1: 805 Sw Broadway, Portland, OR 97205RIA
CRD#: 152622
Portland, OR
Current
December 13, 2018 - Present
DIRECTIONAL FINANCIAL SERVICES
Office #1: 805 Sw Broadway, Portland, OR 97205RIA
CRD#: 171903
Portland, OR
Past
October 3, 2015 - December 15, 2017
DIRECTIONAL FINANCIAL SERVICES
RIA
CRD#: 171903
SEATTLE, WA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EW
EMPIRICAL WEALTH MANAGEMENT
EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT
CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - (2/23/2011 Approved)Arizona
Registered Investment Advisory firm - (2/23/2011 Terminated)California
Registered Investment Advisory firm - (2/25/2011 Terminated)Texas
Registered Investment Advisory firm - (2/23/2011 Terminated)Washington
Registered Investment Advisory firm - (2/23/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alaska(12/14/2018)
IAR
California(12/14/2018)
IAR
Oregon(12/18/2017)
IAR
Texas(12/14/2018)
IAR
Washington(11/22/2013)
Current Firm
EW
EMPIRICAL WEALTH MANAGEMENT
EMPIRICAL FINANCIAL SERVICES, LLC | EMPIRICAL WEALTH MANAGEMENT
CRD#: 152622 / SEC#: 801-72168
RIA
Registered Investment Advisory firm - (2/23/2011 Approved)Arizona
Registered Investment Advisory firm - (2/23/2011 Terminated)California
Registered Investment Advisory firm - (2/25/2011 Terminated)Texas
Registered Investment Advisory firm - (2/23/2011 Terminated)Washington
Registered Investment Advisory firm - (2/23/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1420 5th Ave Suite 3150, Seattle, WA 98101
Mailing Address
Phone number
(206) 923-3474
Established
Firm type
Fiscal year end
# of Employees
94
SEC notice filing (40 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 8,402 |
| AUM (Assets Under Management) | $ 6,701,226,120 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
