Mark E. Shannon

STRIVE FINANCIAL GROUP

NASHVILLE, TN

Some features on this profile are disabled

CRD#: 6087521

Professional summary

Mark Elliott Shannon is a registered financial advisor currently at STRIVE FINANCIAL GROUP, LLC located in Nashville, Tennessee.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2026. Mark has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

HOOSIER 3, LLC, YES INVESTMENT RELATED, LOCATED IN NASHVILLE, TN, OWNS AND OPERATES A SHORT-TERM RENTAL PROPERTY, ENTITY JOINTLY OWNED WITH FAMILY MEMBERS (MARK AND LAURI SHANNON), STARTED AS OF 11/2018, DEVOTE LESS THAN 2 HOURS A MONTH DURING NON-TRADING HOURS, AND PRIMARILY CHARGED WITH MAINTAINING COMMUNICATIONS WITH THE PROPERTY MANAGER AND KEEPING TRACK OF PROPERTY UPKEEP. 615ATM, LLC, YES INVESTMENT RELATED, LOCATED IN NASHVILLE, TN, AUTOMATED TELLER MACHINE BUSINESS, OWNER, STARTED 08/2022, DEVOTE LESS THAN 1 HOUR A MONTH DURING NON-TRADING HOURS, AND DEPLOY ATM MACHINES TO 3RD PARTY BUSINESSES IN THE NASHVILLE AREA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Elliott Shannon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2026 - Present

STRIVE FINANCIAL GROUP, LLC

RIA

CRD#: 333298

NASHVILLE, TN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRIVE FINANCIAL GROUP, LLC

FIREFIGHTER FINANCIAL ADVISOR | STRIVE FINANCIAL GROUP, LLC

CRD#: 333298 / SEC#: 801-131400

RIA

Registered Investment Advisory firm - (10/30/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Tennessee
(7/6/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/1/2026

Uniform Investment Adviser Law Examination

Current Firm

STRIVE FINANCIAL GROUP, LLC

FIREFIGHTER FINANCIAL ADVISOR | STRIVE FINANCIAL GROUP, LLC

CRD#: 333298 / SEC#: 801-131400

RIA

Registered Investment Advisory firm - (10/30/2024 Approved)

PREMIUM

Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.

Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.

Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

10201 N. Illinois Street Suite 325, Carmel, IN 46290

Mailing Address

Phone number

(317) 590-0146

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV2A/2B (6/4/2025)

Regulatory assets under management

Total Number of Accounts	1,765
AUM (Assets Under Management)	$ 188,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy Peel

OSAIC WEALTH, INC.

IAR

HELENA, MT

Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

IAR

ESTERO, FL

Jeffrey Meotti

MORGAN STANLEY

IAR

MADISON, CT

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Mark E. Shannon

Professional summary

At a Glance

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Elliott Shannon's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRIVE FINANCIAL GROUP, LLC

Primary Firm SEC Registration

STRIVE FINANCIAL GROUP, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/1/2026

Current Firm

STRIVE FINANCIAL GROUP, LLC

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRIVE FINANCIAL GROUP, LLC

TRUST BUT VERIFY

Similar Advisors