AC
Aaron A. Cary
FINANCIAL FREEDOM HOUSE
Waterford, MI 48327-1668
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CRD#: 6087502
AC
Professional summary
Aaron Andrew Cary, CFP® is a registered financial advisor currently at FINANCIAL FREEDOM HOUSE located in Waterford, Michigan.
Aaron is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Aaron has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1 - INSURANCE AGENT, CYGNET FINANCIAL PLANNING, INC. | 4139 W. Walton Blvd, Ste D, Waterford, MI | Not investment related | Start 2012 | <10 hours per month, all during trading hours | Appointment with multiple carriers to solicit life, disability, and fixed annuity business
CRS (Client Relationship Summary) - RIA
Click below to view Aaron Andrew Cary's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
January 2, 2013 - Present
FINANCIAL FREEDOM HOUSE
Office #1: 6515 Highland Rd Suite 240, Waterford, MI 48327-1668RIA
CRD#: 123430
Waterford, MI
Past
July 5, 2012 - October 12, 2016
TRIAD ADVISORS LLC
BD
CRD#: 25803
WATERFORD, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FINANCIAL FREEDOM HOUSE
AMERICAN LABOR FINANCIAL ADVISORS (A.L.F.A.) | ZOTOS & ASSOCIATES FINANCIAL FREEDOM HOUSE | RETIREMENT SERVICES CENTER | FINANCIAL WELLNESS CENTERS | FINANCIAL FREEDOM HOUSE | FIDUCIARY FIREWALL ADVISERS, INC. | CYGNET STRATEGIES, LLC | CYGNET FINANCIAL PLANNING INC. | CYGNET FINANCIAL FREEDOM HOUSE | CHIEF FINANCIAL INVESTMENT ADVISORS | CAER, LLC
CRD#: 123430 / SEC#: 801-113800
RIA
Registered Investment Advisory firm - (8/9/2018 Approved)Michigan
Registered Investment Advisory firm - (8/21/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/16/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Michigan(1/2/2013)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
FF
FINANCIAL FREEDOM HOUSE
AMERICAN LABOR FINANCIAL ADVISORS (A.L.F.A.) | ZOTOS & ASSOCIATES FINANCIAL FREEDOM HOUSE | RETIREMENT SERVICES CENTER | FINANCIAL WELLNESS CENTERS | FINANCIAL FREEDOM HOUSE | FIDUCIARY FIREWALL ADVISERS, INC. | CYGNET STRATEGIES, LLC | CYGNET FINANCIAL PLANNING INC. | CYGNET FINANCIAL FREEDOM HOUSE | CHIEF FINANCIAL INVESTMENT ADVISORS | CAER, LLC
CRD#: 123430 / SEC#: 801-113800
RIA
Registered Investment Advisory firm - (8/9/2018 Approved)Michigan
Registered Investment Advisory firm - (8/21/2018 Terminated)Pennsylvania
Registered Investment Advisory firm - (8/16/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6515 Highland Rd Suite 240, Waterford, MI 48327-1668
Mailing Address
Po Box 301000, Waterford, MI 48330-1000
Phone number
(248) 673-2900
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 525 |
| AUM (Assets Under Management) | $ 188,799,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
