Christopher M. Kimbel
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CRD#: 6087244
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christopher Michael Kimbel, CFP®, who also goes by Christopher M Kimbel, Christopher Michael Kimbel, Christopher Kimbel, Chris M Kimbel, Chris Kimbel, was a registered financial professional .
Christopher is a previously registered financial professional and started their career in finance in 2017. Christopher had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Christopher M Kimbel | Christopher Michael Kimbel | Christopher Kimbel | Chris M Kimbel | Chris Kimbel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Florida Financial Advisors (DBA Four Corners Financial Advisors). Investment Related. Phoenix, AZ 85004. Nature of Business: RIA. Position: Financial Consultant. Start Date: 12/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Four Corners Financial Advisors). Not Investment Related. Phoenix, AZ 85004. Nature of Business: Fixed Insurance Sales. Start Date: Start Date: 12/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Entity Name: FITNESS ACADEMY LLC. Investment related: No. Address: Elevate Fitness, 16950 N 51st Ave, Suite 2, Glendale AZ 85306. Nature of the other business: Health & Fitness. Position/Title/Relationship: Owner/Partner. Start Date: 01/01/2019. Approximate # of hours a week: 0-10. Approximate # of hours during securities trading hours: 0. Briefly describe your duties: AZ Corporate Commissions: https://ecorp.azcc.gov/BusinessSearch/BusinessInfo?entityNumber=L22380197, This is a gym in which I am a silent investor. I acquired the gym in 2018 for the owner and our agreement was that he was a 75% owner, I am a 25% owner. I have zero involvement nor power in the business. The loan is paid off as of Dec 2023. At that point, the only proceeds due to me are 25% profit payments and/or a buyout of my stake. Entity Name: Varsity Tutors. Investment related: No. Address: 63 S Rockford Dr Suite 130 Tempe, AZ 85288. Nature of Business: Tutoring. Start Date: 01/02/2025. Approximate # of hours a week: 0-20. Approximate # of hours during securities trading hours: 0. Briefly describe your duties: This is a contractor role where I tutor students on various topics and exams.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2019
Experience
Past
December 18, 2024 - April 16, 2025
FLORIDA FINANCIAL ADVISORS, LLC
RIA
CRD#: 288811
Tempe, AZ
Past
April 12, 2023 - July 2, 2024
J.P. MORGAN SECURITIES LLC
RIA
CRD#: 79
TUCSON, AZ
Past
April 12, 2023 - July 2, 2024
J.P. MORGAN SECURITIES LLC
BD
CRD#: 79
TUCSON, AZ
Past
February 13, 2017 - February 15, 2023
CHARLES SCHWAB & CO., INC.
RIA
CRD#: 5393
Tucson, AZ
Past
February 7, 2017 - February 15, 2023
CHARLES SCHWAB & CO., INC.
BD
CRD#: 5393
Tucson, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS | FLORIDA FINANCIAL ADVISORS, LLC
CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - (2/3/2023 Approved)Florida
Registered Investment Advisory firm - (2/8/2023 Terminated)Georgia
Registered Investment Advisory firm - (3/20/2023 Terminated)New Jersey
Registered Investment Advisory firm - (2/8/2023 Terminated)North Carolina
Registered Investment Advisory firm - (2/10/2023 Terminated)Pennsylvania
Registered Investment Advisory firm - (2/9/2023 Terminated)Texas
Registered Investment Advisory firm - (2/8/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634
Mailing Address
Phone number
(813) 333-1683
Established
Firm type
Fiscal year end
# of Employees
465
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,769 |
| AUM (Assets Under Management) | $ 317,826,011 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
