AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
Christopher Michael Kimbel

Christopher Michael Kimbel

CFP®
CRD# 6087244·Registered 2017 - 2025
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Michael Kimbel, CFP®, who also goes by Christopher M Kimbel, Christopher Michael Kimbel, Christopher Kimbel, Chris M Kimbel, Chris Kimbel, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2017 - 2025. Christopher had worked at 3 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 10 and Series 9 exams.

At a Glance

—

Fiduciary Standard

—

Fee Structure

—

Account Minimum

—

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Christopher M Kimbel, Christopher Michael Kimbel, Christopher Kimbel, Chris M Kimbel, Chris Kimbel

Blog Corner

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
View profile
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Contact Information

No current employment

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Credentials

CFP®
Certified Financial PlannerSince 2019

Years of Experience

13 years in the financial services industry

Current & Past Employments

FLORIDA FINANCIAL ADVISORS, LLC·CRD# 288811
RIA
Tempe, AZ
December 18, 2024 - April 16, 2025
J.P. MORGAN SECURITIES LLC·CRD# 79
RIA
Tucson, AZ
April 12, 2023 - July 2, 2024
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
Tucson, AZ
April 12, 2023 - July 2, 2024
CHARLES SCHWAB & CO., INC.·CRD# 5393
RIA
Tucson, AZ
February 13, 2017 - February 15, 2023
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Tucson, AZ
February 7, 2017 - February 15, 2023

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Current Firm

FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

6550 W Hillsborough Avenue Suite 130, Tampa, FL 33634

Phone Number

(813) 333-1683

# of Employees

667

SEC notice filing (52 States and Territories)

Registered to provide investment advisory services in 52 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

4,295

AUM (Assets Under Management)

$456,133,125

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Florida Financial Advisors (DBA Four Corners Financial Advisors). Investment Related. Phoenix, AZ 85004. Nature of Business: RIA. Position: Financial Consultant. Start Date: 12/2024. Hours per Month: 160. Hours per Month During Trading Hours: 160. Investment Related Activities. Florida Financial Insurance (DBA Four Corners Financial Advisors). Not Investment Related. Phoenix, AZ 85004. Nature of Business: Fixed Insurance Sales. Start Date: Start Date: 12/2024. Hours per Month: 10 hours during trading. Duties: fixed insurance sales Entity Name: FITNESS ACADEMY LLC. Investment related: No. Address: Elevate Fitness, 16950 N 51st Ave, Suite 2, Glendale AZ 85306. Nature of the other business: Health & Fitness. Position/Title/Relationship: Owner/Partner. Start Date: 01/01/2019. Approximate # of hours a week: 0-10. Approximate # of hours during securities trading hours: 0. Briefly describe your duties: AZ Corporate Commissions: https://ecorp.azcc.gov/BusinessSearch/BusinessInfo?entityNumber=L22380197, This is a gym in which I am a silent investor. I acquired the gym in 2018 for the owner and our agreement was that he was a 75% owner, I am a 25% owner. I have zero involvement nor power in the business. The loan is paid off as of Dec 2023. At that point, the only proceeds due to me are 25% profit payments and/or a buyout of my stake. Entity Name: Varsity Tutors. Investment related: No. Address: 63 S Rockford Dr Suite 130 Tempe, AZ 85288. Nature of Business: Tutoring. Start Date: 01/02/2025. Approximate # of hours a week: 0-20. Approximate # of hours during securities trading hours: 0. Briefly describe your duties: This is a contractor role where I tutor students on various topics and exams.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FLORIDA FINANCIAL ADVISORS, LLC
FLORIDA FINANCIAL ADVISORS, LLC

FLORIDA FINANCIAL ADVISORS, INC. | TRISTATE FINANCIAL ADVISORS ("TFA") | TEXAS FINANCIAL ADVISORS ("TXFA") | NEW ENGLAND FINANCIAL ADVISORS ("NEFA") | MICKOOL INC. | MICKOOL INC | MCADAM FA TAMPA | GEORGIA FINANCIAL ADVISORS ("GFA") | FOUR CORNERS FINANCIAL ADVISORS ("FCFA") | FLORIDA FINANCIAL ADVISORS, LLC

CRD#: 288811 / SEC#: 801-127276
RIA
Registered Investment Advisory firm - SEC (2/3/2023 Approved)
Florida
Registered Investment Advisory firm - Florida (2/8/2023 Terminated)
Georgia
Registered Investment Advisory firm - Georgia (3/20/2023 Terminated)
New Jersey
Registered Investment Advisory firm - New Jersey (2/8/2023 Terminated)
North Carolina
Registered Investment Advisory firm - North Carolina (2/10/2023 Terminated)
Pennsylvania
Registered Investment Advisory firm - Pennsylvania (2/9/2023 Terminated)
Texas
Registered Investment Advisory firm - Texas (2/8/2023 Terminated)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2016About the Series 63 exam

Series 65 — Uniform Investment Adviser Law Examination

Passed Jul 2013About the Series 65 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 2017About the Series 7 exam

Series 10 — General Securities Sales Supervisor - General Module Examination

Passed Jun 2018About the Series 10 exam

Series 9 — General Securities Sales Supervisor - Options Module Examination

Passed May 2018About the Series 9 exam

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Similar Advisors

Guy David Peel
Guy David Peel

OSAIC WEALTH, INC.

HELENA, MT · CRD#
Mark Brown
Mark Brown

AUSDAL FINANCIAL PARTNERS, INC.

ESTERO, FL · CRD#
Jeffrey Paul Meotti
Jeffrey Paul Meotti

MORGAN STANLEY

MADISON, CT · CRD#
Douglas Paul Kinsey
Douglas Paul Kinsey

SOLTIS INVESTMENT ADVISORS, LLC

Oakwood, OH · CRD#
Christopher Michael Kimbel
Follow Christopher
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required