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Mark Joseph Dwyer

CRD# 6087242·Registered 2012 - 2026
Previously Registered: Being a previously registered professional could mean that Mark is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Mark Joseph Dwyer, who also goes by Mark Dwyer, was a registered financial advisor. Mark was a previously registered financial professional and started their career in finance 2012 - 2026. Mark had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Mark Dwyer

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

MOTTA WEALTH MANAGEMENT LLC·CRD# 329970
RIA
Stoneham, MA
September 30, 2024 - September 16, 2026
PUTNAM INVESTMENT MANAGEMENT, LLC·CRD# 106629
RIA
Boston, MA
February 28, 2017 - January 23, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP·CRD# 7325
BD
Boston, MA
August 1, 2012 - January 23, 2024

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Current Firm

MW
MOTTA WEALTH MANAGEMENT LLC

D-NYCE LTD | MOTTA WEALTH MANAGEMENT LLC | MOTTA FINANCIAL WEALTH MANAGEMENT LLC | MOTTA FINANCIAL

CRD#: 329970

Contact Information

Main Address

Stoneham, MA

Phone Number

(702) 514-6055

# of Employees

1

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

20

AUM (Assets Under Management)

$400,000

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of business is UBER (not investment related). Nature of the business is Transportation. Position/Title is Driver. Start date is 10/31/16. Will devote approximately 30 hours/month to the business, zero hours during securities trading hours.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Feb 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed May 2014About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2012About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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