Alexis M. Cavanagh

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CRD#: 6087189

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Alexis Marie Cavanagh, CFP®, who also goes by Alexis M Cavanagh, Alexis Marie Radulovich, was a registered financial professional .

Alexis is a previously registered financial professional and started their career in finance in 2012. Alexis had worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alexis M Cavanagh | Alexis Marie Radulovich

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2018

Experience

Past

August 6, 2018 - July 7, 2020

SEQUOIA FINANCIAL GROUP, L.L.C.

RIA

CRD#: 117756

St. Clair Shores, MI

Past

December 7, 2015 - February 5, 2018

POLARIS WEALTH ADVISORY GROUP

RIA

CRD#: 158718

Troy, MI

Past

May 6, 2015 - December 31, 2015

GREYSTONE FINANCIAL GROUP, INC.

RIA

CRD#: 112683

TROY, MI

Past

October 1, 2012 - April 16, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

GROSSE POINTE FARMS, MI

Past

July 13, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

GROSSE POINTE FARMS, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEQUOIA FINANCIAL GROUP, L.L.C.

CRD#: 117756 / SEC#: 801-61089

RIA

Registered Investment Advisory firm - (4/19/2002 Approved)

Ohio

Registered Investment Advisory firm - (5/10/2002 Terminated)

Oregon

Registered Investment Advisory firm - (10/22/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/5/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/16/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 7/12/2012

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SEQUOIA FINANCIAL GROUP, L.L.C.

CRD#: 117756 / SEC#: 801-61089

RIA

Registered Investment Advisory firm - (4/19/2002 Approved)

Ohio

Registered Investment Advisory firm - (5/10/2002 Terminated)

Oregon

Registered Investment Advisory firm - (10/22/2018 Terminated)

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Contact information

Main Address

3500 Embassy Parkway, Akron, OH 44333

Mailing Address

Phone number

(330) 375-9480

Established

Firm type

Fiscal year end

# of Employees

296

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SEQUOIA FINANCIAL ADVISORS, LLC ADV PART 2A 2-2025 (8/15/2025)

Regulatory assets under management

Total Number of Accounts	28,338
AUM (Assets Under Management)	$ 23,033,619,111

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/18/2025	Cover Page	Report
11/19/2024	Cover Page	Report
01/10/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexis M. Cavanagh

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

POLARIS WEALTH ADVISORY GROUP

GREYSTONE FINANCIAL GROUP, INC.

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

Primary Firm SEC Registration

SEQUOIA FINANCIAL GROUP, L.L.C.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/5/2015

Series 63

Date: 7/20/2012

SIE

Date: 4/16/2015

Series 6

Date: 7/12/2012

Current Firm

SEQUOIA FINANCIAL GROUP, L.L.C.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SEQUOIA FINANCIAL GROUP, L.L.C.

TRUST BUT VERIFY

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