Juan D. Briceno

POMIFER CAPITAL PARTNERS LLC

AUSTIN, TX

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CRD#: 6086765

Professional summary

Juan Diego Briceno is a registered financial advisor currently at POMIFER CAPITAL PARTNERS LLC located in Austin, Texas.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Juan has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Juan Diego Briceno, owner of Pomifer Capital Partners, LLC, is also one of the managing members of Heraclitus Capital Management, LLC that acts as the manager of Heraclitus 1A a 3(c)7 Special Purpose Fund ("the Fund"). The Fund is closed to new investors. Additionally, Juan Diego is one of the managing members of Heraclitus Holdings, LLC and the General Partner of Four Stars Investments LP 2) Bridge Funding Global; 595 Pacific Ave, San Francisco, CA 9413; Data-driven fundraising platform and investor community for top-performing emerging managers. Non-investment related; Selection Committee Member; start date 06/24/2025/ 7-8 hrs in July, no ongoing work beyond that. 0 hrs during trading hrs. Assist rating applicants based on Team quality, investment strategy, terms & structure, deck and overall performance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Diego Briceno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 9, 2025 - Present

POMIFER CAPITAL PARTNERS LLC

RIA

CRD#: 333542

AUSTIN, TX

Past

March 10, 2016 - January 6, 2017

MORGAN STANLEY

RIA

CRD#: 149777

NEW YORK, NY

Past

March 9, 2016 - January 6, 2017

MORGAN STANLEY

CRD#: 149777

NEW YORK, NY

Past

May 23, 2013 - March 15, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA

CRD#: 816

NEW YORK, NY

Past

March 26, 2013 - March 15, 2016

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/14/2024

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/15/2013

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/6/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/25/2013

General Securities Representative Examination

Current Firm

POMIFER CAPITAL PARTNERS LLC

CRD#: 333542 / SEC#:

Texas

Registered Investment Advisory firm - (1/9/2025 Approved)

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Contact information

Main Address

Austin, TX

Mailing Address

Phone number

(305) 898-3101

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Juan D. Briceno

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Diego Briceno's CRS (Customer Relationship Summary).

Certified licenses

Experience

POMIFER CAPITAL PARTNERS LLC

MORGAN STANLEY

MORGAN STANLEY

CREDIT SUISSE SECURITIES (USA) LLC

CREDIT SUISSE SECURITIES (USA) LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/14/2024

Series 66

Date: 5/15/2013

SIE

Date: 1/6/2017

Series 7

Date: 3/25/2013

Current Firm

POMIFER CAPITAL PARTNERS LLC

Contact information

Documents

Red Flags

Company Information

POMIFER CAPITAL PARTNERS LLC

TRUST BUT VERIFY

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