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JB

Juan D. Briceno

POMIFER CAPITAL PARTNERS
AUSTIN, TX
Some features on this profile are disabled
CRD#: 6086765
JB

Professional summary

Juan Diego Briceno is a registered financial advisor currently at POMIFER CAPITAL PARTNERS LLC located in Austin, Texas.

Juan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2013. Juan has worked at 3 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Juan Diego Briceno's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 9, 2025 - Present

POMIFER CAPITAL PARTNERS LLC

RIA
CRD#: 333542
AUSTIN, TX
Past

March 10, 2016 - January 6, 2017

MORGAN STANLEY

RIA
CRD#: 149777
NEW YORK, NY
Past

March 9, 2016 - January 6, 2017

MORGAN STANLEY

BD
CRD#: 149777
NEW YORK, NY
Past

May 23, 2013 - March 15, 2016

CREDIT SUISSE SECURITIES (USA) LLC

RIA
CRD#: 816
NEW YORK, NY
Past

March 26, 2013 - March 15, 2016

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Texas
(1/9/2025)

Exams

State Security Law Exam
IAR
Series 65
Date: 12/14/2024
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/15/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 1/6/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/25/2013
General Securities Representative Examination

Current Firm

PC
POMIFER CAPITAL PARTNERS LLC
POMIFER CAPITAL PARTNERS LLC

CRD#: 333542 / SEC#:

Texas
Registered Investment Advisory firm - (1/9/2025 Approved)
PREMIUM
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Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
Austin, TX
Mailing Address
Phone number
(305) 898-3101
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

POMIFER CAPITAL PARTNERS LLC

CRD#: 333542Austin, TX

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