Daniel G. Bulka

MMM SECURITIES LLC

NEW YORK, NY 10005

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CRD#: 6086729

Professional summary

Daniel George Bulka is a registered financial professional currently at MMM SECURITIES LLC located in New York, New York.

Daniel is registered as a RR (Registered Representative) and started their career in finance in 2012. Daniel has worked at 5 firms and has passed the Series 63, Series 66, SIE, Series 7TO, Series 7, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel George Bulka's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 18, 2024 - Present

MMM SECURITIES LLC

Office #1: 30 Wall St Suite 825, New York, NY 10005

CRD#: 318021

NEW YORK, NY

Past

August 22, 2022 - August 28, 2023

TEMPLUM MARKETS LLC

CRD#: 102840

NEW YORK, NY

Past

May 11, 2017 - March 8, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA

CRD#: 169988

SAINT LOUIS, MO

Past

May 11, 2016 - March 8, 2018

SCOTTRADE, INC.

CRD#: 8206

LAS VEGAS, NV

Past

September 3, 2012 - April 29, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/18/2024)

Exams

State Security Law Exam

Series 63

Date: 7/28/2022

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/3/2017

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 1/2/2023

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7TO

Date: 8/19/2022

General Securities Representative Examination

General Industry/Product Exam

Series 7

Date: 8/31/2012

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 8/25/2014

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/13/2014

General Securities Sales Supervisor - General Module Examination

SRO Registrations

FINRA

Current Firm

MMM SECURITIES LLC

MMM SECURITIES LLC | THINKTANKTWO SECURITIES LLC

CRD#: 318021 / SEC#: , 8-70865

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

30 Wall St Suite 825, New York, NY 10005

Mailing Address

30 Wall St Suite 825, New York, NY 10005

Phone number

(212) 584-0552

Established

Florida since 11/19/2021

Firm type

Limited Liability Company

Fiscal year end

June

Firm Size

Small

# of Employees

FINRA licenses (6 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
MONARK MARKETS, INC.	SOLE MEMBER AND MANAGER
BULKA, DANIEL GEORGE	INTERIM CHIEF EXECUTIVE OFFICER	6086729
KORNBERG, ALONA	CHIEF COMPLIANCE OFFICER	6990646
ROTHENBERG, SHARI P	FINOP	6590875

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Daniel G. Bulka

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Daniel George Bulka's CRS (Customer Relationship Summary).

Certified licenses

Experience

TEMPLUM MARKETS LLC

SCOTTRADE INVESTMENT MANAGEMENT

SCOTTRADE, INC.

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/28/2022

Series 66

Date: 5/3/2017

SIE

Date: 1/2/2023

Series 7TO

Date: 8/19/2022

Series 7

Date: 8/31/2012

Series 9

Date: 8/25/2014

Series 10

Date: 8/13/2014

FINRA

Current Firm

MMM SECURITIES LLC

Contact information

FINRA licenses (6 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

MMM SECURITIES LLC

TRUST BUT VERIFY

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