Chase R. Thomas
ALPHA WEALTH FUNDS
Park City, UT 84060
Some features on this profile are disabled
CRD#: 6086393
Professional summary
Chase Richard Thomas, CFP® is a registered financial advisor currently at ALPHA WEALTH FUNDS, LLC located in Park City, Utah.
Chase is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. Chase has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Alpha Wealth Foundation investment-related; Yes address; 1887 Gold Dust LN 203A, Park City UT 84060 nature of the other business; The Foundation is a 501c 3 a private foundation set up to invest donations and then donate to other non-profits of our clients and our own choosing. position; I am on the board of directors. relationship with the other business; Alpha Wealth Funds donates to the foundation. start date; September 2022 hours/month you devote to the other business; One hour hours you devote to the other business during securities trading hours; Zero duties: Review incoming and outgoing donations as well as oversee the foundations cash and investments. House Thomas Properties, LLC investment-related; Yes address; 7670 Pinebrook Rd, Park City UT 84098 nature of the other business; House Thomas Properties manages a rental property. position; Owner relationship with the other business; None start date; December 2020 hours/month you devote to the other business; One hour hours you devote to the other business during securities trading hours; Zero duties; Communication with the property manager and oversite of the finances. Get Out There Rentals, LLC investment-related; No address; 7670 Pinebrook Rd, Park City UT 84098 nature of the other business; Manages the rental of an RV. position; Owner relationship with the other business; None start date; December 2020 hours/month you devote to the other business; One hour hours you devote to the other business during securities trading hours; Zero duties; Communication with the renters and oversite of the finances. H.T. Financial, INC investment-related; No address; 7670 Pinebrook Rd, Park City UT 84098 nature of the other business; Tax filing and accounting firm. position; Owner relationship with the other business; None start date; December 2020 hours/month you devote to the other business; One hour hours you devote to the other business during securities trading hours; Zero duties; Communication with the Accountant and oversite of the finances. House Thomas Creations, LLC investment-related; No address; 7670 Pinebrook Rd, Park City UT 84098 nature of the other business; Laser cutting and engraving of wood and acrylic. position; Owner relationship with the other business; None start date; October 2024 hours/month you devote to the other business; One hour hours you devote to the other business during securities trading hours; Zero duties; Communication with the laser tech and oversite of the finances. House Thomas Group, LLC investment-related; Yes address; 7670 Pinebrook Rd, Park City UT 84098 nature of the other business; Multi family office position; Owner relationship with the other business; None right now but the goal is for this company to own all of the other business. start date; December 2024 hours/month you devote to the other business; One hour hours you devote to the other business during securities trading hours; Zero duties; No current functions, once established I will be in charge of communication with the directors of each underlying business and oversite of the finances. EverGuard Estate Planning, LLC investment-related; No address; 7670 Pinebrook Rd, Park City UT 84098 nature of the other business; Estate planning company position; Owner relationship with the other business; None start date; December 2024 hours/month you devote to the other business; One hour hours you devote to the other business during securities trading hours; Zero duties; Communication with the estate attorney and oversite of the finances. Beach Boy Rentals, LLC investment-related; Yes address; 3100 Columbus Circle, Charlotte, NC 28208 nature of the other business; managing rental properties position; Owner relationship with the other business; None start date; May 2025 hours/month you devote to the other business; One hour hours you devote to the other business during securities trading hours; Zero duties; Communication with the property manager and oversite of the finances.
CRS (Client Relationship Summary) - RIA
Click below to view Chase Richard Thomas's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2015
Experience
Current
April 6, 2018 - Present
ALPHA WEALTH FUNDS, LLC
Office #1: 1887 Gold Dust Lane Suite 203 A, Park City, UT 84060RIA
CRD#: 150231
Park City, UT
Past
July 28, 2015 - March 23, 2018
WILKINSON FINANCIAL LLC
RIA
CRD#: 169501
SOUTH JORDAN, UT
Past
April 3, 2014 - July 31, 2015
STRATEGIC ADVISERS LLC
RIA
CRD#: 104555
SALT LAKE CITY, UT
Past
September 3, 2012 - July 31, 2015
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SALT LAKE CITY, UT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AW
ALPHA WEALTH FUNDS, LLC
ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.
CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2025 Terminated)Utah
Registered Investment Advisory firm - (4/28/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Alaska(5/28/2025)
IAR
Colorado(5/28/2025)
IAR
Illinois(5/28/2025)
IAR
Puerto Rico(5/28/2025)
IAR
Texas(4/28/2023)
IAR
Utah(4/9/2018)
IAR
Washington(10/31/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
AW
ALPHA WEALTH FUNDS, LLC
ALPHA WEALTH FUNDS, LLC | HSAX & CO., LLC | H. SAX & CO., LLC | H. SAX & CO.
CRD#: 150231 / SEC#: 801-132551
RIA
Registered Investment Advisory firm - (4/25/2025 Approved)North Carolina
Registered Investment Advisory firm - (2/17/2020 Terminated)Texas
Registered Investment Advisory firm - (4/28/2025 Terminated)Utah
Registered Investment Advisory firm - (4/28/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1887 Gold Dust Lane Suite 203 A, Park City, UT 84060
Mailing Address
Phone number
(435) 269-4100
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 572 |
| AUM (Assets Under Management) | $ 190,022,617 |
Red Flags
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Company Information
ALPHA WEALTH FUNDS, LLC
CRD#: 150231Park City, UT 84060TRUST BUT VERIFY
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