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DT

David Trejo

TOTAL WEALTH SERVICES
Westlake Village, CA 91362
Some features on this profile are disabled
CRD#: 6086356
DT

Professional summary

David Trejo is a registered financial advisor currently at TOTAL WEALTH SERVICES, LLC located in Westlake Village, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2012. David has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Viscape Arts, LLC, Role: Executive Producer, Start Date: 03/11/2021, Investment Related?: No, Address: 4624 Old Topanga Canyon Rd, Calabasas, CA 91302, Duties: No day to day responsibilities, solely a minority owner.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Trejo's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 25, 2024 - Present

TOTAL WEALTH SERVICES, LLC

Office #1: 4165 E Thousand Oaks Blvd. Ste. 355, Westlake Village, CA 91362
RIA
CRD#: 331833
Westlake Village, CA
Past

November 7, 2023 - September 5, 2024

MARINER INDEPENDENT

RIA
CRD#: 305418
Westlake Village, CA
Past

December 8, 2022 - January 6, 2023

VALTRION CAPITAL MANAGEMENT, LLC

RIA
CRD#: 318048
Van Nuys, CA
Past

February 27, 2018 - November 25, 2021

TD AMERITRADE, INC.

RIA
CRD#: 7870
PASADENA, CA
Past

February 26, 2018 - November 25, 2021

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 111514
Pasadena, CA
Past

February 26, 2018 - November 25, 2021

TD AMERITRADE, INC.

BD
CRD#: 7870
PASADENA, CA
Past

June 7, 2017 - February 26, 2018

SCOTTRADE INVESTMENT MANAGEMENT

RIA
CRD#: 169988
SAINT LOUIS, MO
Past

May 29, 2014 - February 26, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
ENCINO, CA
Past

October 1, 2012 - April 3, 2014

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
RESEDA, CA
Past

July 10, 2012 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
RESEDA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
TOTAL WEALTH SERVICES, LLC
TOTAL WEALTH INVESTMENTS, LLC | TOTAL WEALTH SERVICES, LLC

CRD#: 331833 / SEC#: 801-130563

RIA
Registered Investment Advisory firm - (6/27/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(11/25/2024)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 6/7/2017
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 7/17/2012
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/14/2014
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/9/2012
Investment Company Products/Variable Contracts Representative Examination

Current Firm

TW
TOTAL WEALTH SERVICES, LLC
TOTAL WEALTH INVESTMENTS, LLC | TOTAL WEALTH SERVICES, LLC

CRD#: 331833 / SEC#: 801-130563

RIA
Registered Investment Advisory firm - (6/27/2024 Approved)
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Contact information

Main Address
4165 E Thousand Oaks Blvd #355, Westlake Village, CA 91362
Mailing Address
Phone number
(818) 309-3071
Established
Firm type
Fiscal year end
# of Employees
3

SEC notice filing (2 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

TOTAL WEALTH SERVICES, LLC DISCLOSURE BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts247
AUM (Assets Under Management)$ 121,228,920

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TOTAL WEALTH SERVICES, LLC

CRD#: 331833Westlake Village, CA 91362

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