Allison Berardo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Allison Berardo, who also goes by Allison Ross Berardo, Allison Ross, was a registered financial professional .
Allison is a previously registered financial professional and started their career in finance in 2013. Allison had worked at 2 firms and has passed the Series 63, Series 57TO, Series 79TO, SIE, Series 3, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 3, 2022 - February 16, 2023
LIONTREE ADVISORS LLC
August 27, 2013 - February 14, 2022
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/15/2020
Investment Banking Registered Representative ExaminationSeries 55
Date: 9/13/2013
Limited Representative-Equity Trader ExamCurrent Firm
LIONTREE ADVISORS LLC
CRD#: 164399 / SEC#: , 8-69097
Contact information
FINRA licenses (22 States and Territories)
Direct owners and executive officers
Red Flags
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