Jesse T. Hill
Professional summary
Jesse Taylor Hill was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Jesse is a previously registered financial professional and started their career in finance in 2012. Prior to being barred, Jesse had worked at 2 firms, which includes FIRST SOJO CAPITAL GROUP LLC, PRINCIPAL SECURITIES INC..
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 3, 2021 - December 31, 2022
FIRST SOJO CAPITAL GROUP, LLC
September 21, 2012 - February 19, 2013
PRINCIPAL SECURITIES, INC.
July 12, 2012 - February 19, 2013
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FIRST SOJO CAPITAL GROUP, LLC
CRD#: 300731 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 4,661,565 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/28/2022 |
Red Flags
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