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Ryan Patrick Behrends

CRD# 6085780·Registered 2012 - 2023
Previously Registered: Being a previously registered professional could mean that Ryan is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Ryan Patrick Behrends, who also goes by Ryan P Behrends, was a registered financial advisor. Ryan was a previously registered financial professional and started their career in finance 2012 - 2023. Ryan had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Ryan P Behrends

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

14 years in the financial services industry

Current & Past Employments

NO BULL FINANCIAL CONSULTING·CRD# 297049
RIA
Chicago, IL
May 9, 2018 - December 31, 2023
BROOKSTONE CAPITAL MANAGEMENT LLC·CRD# 141413
RIA
Chicago, IL
January 12, 2018 - May 9, 2018
SGL FINANCIAL, LLC·CRD# 158023
RIA
Buffalo Grove, IL
August 21, 2017 - January 10, 2018
COUNTRY CAPITAL MANAGEMENT COMPANY·CRD# 12060
BD
Rochelle, IL
July 26, 2012 - December 12, 2016

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Current Firm

NB
NO BULL FINANCIAL CONSULTING

NO BULL FINANCIAL CONSULTING | NO BULL FINANCIAL CONSULTING COMPANY

CRD#: 297049

Contact Information

Main Address

Chicago, IL

Phone Number

(815) 212-4946

# of Employees

1

Documents

Latest Form ADV

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Mr. Behrends is an licensed and appointed insurance agent with various firms. When appropriate he will offer insurance products and services to his clients. He will receive usual and customary commission compensation from these activities. These activities are fully disclosed on his ADV 2B document and no advisory clients are required to purchase insurance products or services from Mr. Behrends. Synfonia House, Inc. is the alumni owned organization which manages and maintains a rental property for the use of the PMA Fraternity at Valparaiso University. Mr. Behrends is the president of this board. He makes no investment decisions and is not responsible for the financial affairs of the board. He spends 1 hr. per week on this activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed May 2017About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Jul 2012About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2016About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Jul 2012About the Series 6 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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