Adam V. Pacek
Professional summary
Adam Vincent Pacek is a registered financial professional currently at MUTUAL OF AMERICA SECURITIES LLC located in Pittsburgh, Pennsylvania.
Adam is registered as a RR (Registered Representative) and started their career in finance in 2012. Adam has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Adam Vincent Pacek's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2014 - Present
MUTUAL OF AMERICA SECURITIES LLC
Office #1: 420 Fort Duquesne Boulevard Suite 973, Pittsburgh, PA 15222April 30, 2014 - November 9, 2020
MUTUAL OF AMERICA LIFE INSURANCE COMPANY
August 22, 2013 - April 28, 2014
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
September 24, 2012 - August 7, 2013
W&S BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(5/2/2014)
(5/8/2014)
Exams
FINRA
Current Firm
MUTUAL OF AMERICA SECURITIES LLC
CRD#: 27878 / SEC#: , 8-43278
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MUTUAL OF AMERICA HOLDING COMPANY LLC | MEMBER | |
| BAILEY, CHRISTOPHER DAVID | CHAIRMAN, PRESIDENT AND CHIEF EXECUTIVE OFFICER | 4582524 |
| BRANT, DAVID ROBERT | FINANCIAL AND OPERATIONS PRINCIPAL (FINOP), PRINCIPAL FINANCIAL OFFICER (PFO), PRINCIPAL OPERATIONS OFFICER (POO) | 2718478 |
| GREGORY, IVAN BRUCE | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 4984456 |
| JOHNSON, TROY SHERMAN | EXECUTIVE VICE PRESIDENT AND BOARD MANAGER | 3052097 |
| MEDLIN, KYLE LAWRENCE | SENIOR VICE PRESIDENT AND CHIEF COMPLIANCE OFFICER | 5496979 |
| STEINGARTEN, BRIE ANNE ELIZABETH | GENERAL COUNSEL AND SECRETARY | 5373977 |
Red Flags
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