WK
William D. Keller
KELLER WEALTH MANAGEMENT LLC
Whippany, NJ
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CRD#: 6085562
WK
Professional summary
William Dale Keller is a registered financial advisor currently at KELLER WEALTH MANAGEMENT LLC located in Whippany, New Jersey.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2021. William has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
William Keller, Sole Proprietor; Whippany, NJ; Investment Related; Insurance Agent; Fixed Insurance Sales; Less than 5% of time spent; Started 12/2020.
Mondelez International; East Hanover, NJ; Non-investment Related; Manager; Approximately 160 hours per month spent; Approximately 80 hours during securities trading hours; Started 05/2018.
CRS (Client Relationship Summary) - RIA
Click below to view William Dale Keller's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 4, 2021 - Present
KELLER WEALTH MANAGEMENT LLC
RIA
CRD#: 311986
Whippany, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(1/4/2021)
Current Firm
KW
KELLER WEALTH MANAGEMENT LLC
KELLER WEALTH MANAGEMENT LLC
CRD#: 311986 / SEC#:
New Jersey
Registered Investment Advisory firm - (1/4/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Whippany, NJ
Mailing Address
Phone number
(201) 787-9487
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 66 |
| AUM (Assets Under Management) | $ 3,570,591 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
