John B. Mitchell
Professional summary
John Brewster Mitchell IV, who also goes by Jb Mitchell, John Brewster Mitchell, is a registered financial professional currently at TANGENT CAPITAL PARTNERS, LLC located in Short Hills, New Jersey.
John is registered as a RR (Registered Representative) and started their career in finance in 2018. John has worked at 5 firms and has passed the Series 63, SIE and Series 79 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view John Brewster Mitchell IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 11, 2024 - Present
TANGENT CAPITAL PARTNERS, LLC
Office #1: 14 Wyndham Road, Short Hills, NJ 07078November 3, 2022 - September 25, 2023
PGP CAPITAL ADVISORS, LLC
October 19, 2020 - September 1, 2022
ROTH CAPITAL PARTNERS, LLC
February 3, 2020 - October 20, 2020
INDEPENDENT BROKERAGE SOLUTIONS LLC
August 23, 2018 - January 22, 2020
INTREPID INVESTMENT BANKERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/11/2024)
(7/11/2024)
Exams
FINRA
Current Firm
TANGENT CAPITAL PARTNERS, LLC
CRD#: 146999 / SEC#: , 8-67885
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
