Shelby B. Layne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Shelby Bryn Layne, who also goes by Shelby Layne, was a registered financial professional .
Shelby is a previously registered financial professional and started their career in finance in 2013. Shelby had worked at 2 firms and has passed the Series 63, SIE, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 29, 2013 - February 18, 2016
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
August 27, 2013 - April 4, 2017
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
CRD#: 3466 / SEC#: , 8-526
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GOLDMAN SACHS GROUP, INC. | LIMITED PARTNER | |
| CHARTRES, JOHN H | CHIEF FINANCIAL OFFICER | 4543106 |
| CRIGHTON, ALICIA ANNE | CHIEF OPERATIONS OFFICER | 4643104 |
| CZEPIEL, KYLE ROBERT | CO-CHIEF EXECUTIVE OFFICER | 2360785 |
| FUREY, TIMOTHY TODD | CO-CHIEF EXECUTIVE OFFICER | 2609753 |
| GOLDMAN SACHS HOLDING COMPANY LLC | GENERAL PARTNER | |
| JACK, KATHLEEN | CHIEF COMPLIANCE OFFICER | 2547676 |
Disclosures
| Regulatory Event | 150 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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