Christopher Michael Laraia
Professional Summary
Christopher Michael Laraia, who also goes by Chris Laraia, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 2013 - 2017. Christopher had worked at 6 firms and has passed the Series 66, SIE, Series 22, Series 79, Series 55, Series 52, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Chris Laraia
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
13 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
FIRST LEGACY GLOBAL MARKETS, LLC | STOCK SALE COMPLIANCE LLC | STILLPOINT CAPITAL, LLC | STILLPOINT CAPITAL PARTNERS | STILLPOINT CAPITAL MARKETS | STILLPOINT CAPITAL AFFILIATES
Contact Information
Main Address
4830 West Kennedy Blvd Suite 600, Tampa, FL 33609Mailing Address
4830 West Kennedy Blvd Suite 600, Tampa, FL 33609Phone Number
(813) 891-9100Established
Florida since 04/19/2004Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (52 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Aug 2016About the Series 22 examSeries 79 — Investment Banking Registered Representative Examination
Passed Jul 2016About the Series 79 examSeries 55 — Limited Representative-Equity Trader Exam
Passed Feb 2014Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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