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CL

Christopher M. Laraia

Some features on this profile are disabled
CRD#: 6085111
CL

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Christopher Michael Laraia, who also goes by Chris Laraia, was a registered financial professional .

Christopher is a previously registered financial professional and started their career in finance in 2013. Christopher had worked at 6 firms and has passed the Series 66, SIE, Series 22, Series 79, Series 55, Series 52, Series 7, Series 27, Series 53, Series 4 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Chris Laraia

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

May 24, 2016 - April 3, 2017

STILLPOINT CAPITAL, LLC

BD
CRD#: 133146
TAMPA, FL
Past

April 7, 2015 - May 18, 2016

WOODBURY FINANCIAL SERVICES, INC.

RIA
CRD#: 421
OAKDALE, MN
Past

April 7, 2015 - May 18, 2016

OSAIC SERVICES, INC.

RIA
CRD#: 133763
PHOENIX, AZ
Past

April 7, 2015 - May 18, 2016

OSAIC WEALTH, INC.

RIA
CRD#: 23131
NEW YORK, NY
Past

April 7, 2015 - May 18, 2016

FSC SECURITIES CORPORATION

RIA
CRD#: 7461
ATLANTA, GA
Past

March 26, 2015 - May 18, 2016

WOODBURY FINANCIAL SERVICES, INC.

BD
CRD#: 421
OAKDALE, MN
Past

March 26, 2015 - May 18, 2016

OSAIC SERVICES, INC.

BD
CRD#: 133763
SCOTTSDALE, AZ
Past

March 26, 2015 - May 18, 2016

OSAIC WEALTH, INC.

BD
CRD#: 23131
NEW YORK, NY
Past

March 26, 2015 - May 18, 2016

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

March 18, 2013 - October 9, 2014

INVESTORS CAPITAL CORP.

RIA
CRD#: 30613
LYNNFIELD, MA
Past

January 17, 2013 - October 9, 2014

INVESTORS CAPITAL CORP.

BD
CRD#: 30613
LYNNFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/13/2013
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 4/3/2017
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 22
Date: 8/31/2016
Direct Participation Programs Representative Examination
General Industry/Product Exam
RR
Series 79
Date: 7/15/2016
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 55
Date: 2/14/2014
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 52
Date: 1/24/2014
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/16/2013
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 27
Date: 8/12/2016
Financial and Operations Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/26/2013
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/28/2013
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 5/29/2013
General Securities Principal Examination

Current Firm

SC
STILLPOINT CAPITAL, LLC
FIRST LEGACY GLOBAL MARKETS, LLC | STOCK SALE COMPLIANCE LLC | STILLPOINT CAPITAL, LLC | STILLPOINT CAPITAL PARTNERS | STILLPOINT CAPITAL MARKETS | STILLPOINT CAPITAL AFFILIATES

CRD#: 133146 / SEC#: , 8-66688

BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information

Main Address
4830 West Kennedy Blvd Suite 600, Tampa, FL 33609
Mailing Address
4830 West Kennedy Blvd Suite 600, Tampa, FL 33609
Phone number
(813) 891-9100
Established
Florida since 04/19/2004
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
AMY C. CROSS, P.A.OWNER
BOLTON, RYAN LEEPRESIDENT & CCO6872016
CAMPBELL, ROBERT NMNFINOP, PFO & POO1349154
CROSS, AMY CCEO, DESIGNATED PRINCIPAL, EXECUTIVE REP.4485658

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

STILLPOINT CAPITAL, LLC

CRD#: 133146

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